SEBI Bans 4 Firms from Carrying Out Investment Advisory Services - 27.11.2019

Securities and Exchange Board of India has barred four entities i.e 3M Team Research, Samrat Trades, Core Investment and Core Grp from carrying out investment advisory services till further orders. The entities have been prohibited for many reasons including providing investment advisory services without obtaining necessary registration and promising unrealistic assured return to investors among others.

Tags : SEBI Investment Advisory

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