6 July 2020


Search Results for Tag : SEBI

Notifications & Circulars

Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015(11.08.2015)

The Securities and Exchange Board of India made amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009.

Tags : sebi, capital issue, regulations, 2015

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Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015(11.08.2015)

The Securities and Exchange Board of India made amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009.

Tags : sebi, capital issue, regulations, 2015

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Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2015.(14.08.2015)

SEBI made amendments to the Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012. The amendment inserted Sub-regula.....

Tags : sebi, amendment, alternative investment, regulations

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Securities and Exchange Board of India (Delisting of Equity Shares) (Second Amendment) Regulations, 2015(14.08.2015)

SEBI made amendments to the Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009. The amendment inserted a proviso to.....

Tags : sebi, amendment, delist, equity

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Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2015.(14.08.2015)

SEBI made regulations to amend the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009. The amendm.....

Tags : sebi, amendment, issue of capital, disclosure

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Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2015(14.08.2015)

SEBI made amendments to the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, inserting a proviso in Regulation 1(3).

Tags : sebi, amendment, acquisition of shares

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Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015(14.08.2015)

SEBI made regulations to amend the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009. These are .....

Tags : sebi, amendment, issue of capital, disclosure

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SEBI order in the matter of M/s Magnox Infraprojects Limited(17.08.2015)

The Securities and Exchange Board of India passed an order restraining M/s Magnox Infraprojects Limited and its directors from dealing in the securiti.....

Tags : Sebi, order, restraint, refund

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Consultation Paper for "Amendments to the SEBI (Infrastructure Investment Trusts) Regulations, 2014"(20.08.2015)

The Securities and Exchange Board of India introduced a Consultation Paper on 'Amendments to the SEBI (Infrastructure Investment Trusts) Regulations,.....

Tags : Sebi, consultation paper, amendments, regulations

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SEBI orders: Torsa Agro Projects Limited, Alchemist Holdings Limited and illiquid stock options(20.08.2015)

Torsa, Agro Projects Limited and Alchemist Holdings Limited, their promoters and directors have been restrained and prohibited from buying, selling or.....

Tags : Sebi, order, restrain, market

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News

Sebi Approves New Norms for Commodity Derivatives Market(25.08.2015)

Securities and Exchange Board of India (Sebi), has approved new norms for India’s commodity derivatives market and its brokers for regulating the comm.....

Tags : Securities and Exchange Board of India (Sebi),commodity derivatives market

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SEBI Board Meeting(24.08.2015)

At a Securities and Exchange Board of India meeting, the Board approved several proposals, including: removal of current restriction on the maximum nu.....

Tags : Sebi, board meeting, 2015, august

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SEBI Orders: Aspen Projects, Royal Twinkle Star Club, Aditya Global Industries and Nikhara Bharath Construction Company(25.08.2015)

The Securities and Exchange Board of India passed orders restraining the following companies and their directors from dealing in the securities market.....

Tags : Sebi, order, restraint, modification

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Security Exchange Board of India (SEBI) Notifies Revised Listing Regulations(04.09.2015)

SEBI has notified amended listing regulations that allow listed companies to seek shareholders' approval for related party deals through ordinary reso.....

Tags : SEBI,Listing Regulations

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CIC Slams Sebi on RTI Disclosure(07.09.2015)

Central Information Commission (CIC) has slammed Sebi for giving false information to a query under Right to Information (RTI) law, on a complaint fil.....

Tags : CIC,Sebi

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Securities and Exchange Board of India (Sebi) Notifies Norms to Dilute Powers of its Chairman(21.09.2015)

Sebi has notified new norms that will dilute its chairman's powers on conduct of search and seizure of defaulters' properties, with permission for suc.....

Tags : Sebi norms

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Sebi Penalises PACL with Rs 7,269 crore for Fraudulent Mobilisation of Public Funds(23.09.2015)

Sebi has imposed Rs 7,269 crore penalty on PACL and its four directors for fraudulent mobilisation of funds from the public, saying it deserves “maxi.....

Tags : Sebi, PACL

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Sebi: Submit Corporate Governance Report in 15 days From Closure of Quarter(25.09.2015)

Sebi has directed listed companies to submit quarterly compliance report on corporate governance in a prescribed format within 15 days from close of e.....

Tags : Sebi,listed companies

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FMC Merges with Sebi, Creating a Unified Regulatory Body(28.09.2015)

FMC (Forward Markets Commission) has been merged with Security Exchange Board of India (Sebi) to create a unified regulatory body.

Tags : FMC,Sebi, merger

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Securities and Exchange Board of India (Procedure for Search and Seizure) Repeal Regulations, 2015(17.09.2015)

The Securities Exchange Board of India notified new Regulations on the search and seizure of defaulters’ properties. Under the Regulations, 2015, perm.....

Tags : Sebi, search and seizure

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Judgments

Rs. 7,000 crore penalty imposed on PACL Ltd.(22.09.2015)

SEBI imposed a penalty of Rs. 7,269 crores on PACL Ltd. and its directors for its violations in the securities market. The order is in furtherance to .....

Tags : Sebi, penalty, pacl, largest

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Merger of Forward Markets Commission with SEBI formalised(28.09.2015)

Union Finance Minister formalised the merger of the Forward Markets Commission (FMC) with the Securities and Exchange Board of India (SEBI). The merge.....

Tags : Fmc, sebi, merger,

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Registration of Members of Commodity Derivatives Exchanges(29.09.2015)

Securities and Exchange Board of India has notified that all existing members of commodity derivatives exchanges who satisfy the eligibility requireme.....

Tags : Commodity derivate exchange, merge, sebi

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Sebi : Venture Capital Funds Can Now Invest 25% in India-Linked Firms(05.10.2015)

Sebi in order to boost entrepreneurship and prevent Indian firms shifting their businesses to foreign countries, has allowed Alternative Investment Fu.....

Tags : Sebi,Venture Capital Funds

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New Sebi Rules for Commodities Trading(05.10.2015)

Securities and Exchange Board of India (Sebi) has tightened margin and collateral requirements for commodities trading, to align these with practices .....

Tags : Securities and Exchange Board of India , Sebi Rule,Commodities Trading

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SEBI Nods for Infibeam to Raise Rs 450 Crore via IPO(06.10.2015)

Infibeam Incorporation has become first ecommerce company in India to be listed with Securities and Exchange Board of India (SEBI) giving its permissi.....

Tags : Infibeam Incorporation,Sebi

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BSE Fines 370 Firms for Not Complying with SEBI Norms on Woman Director(09.10.2015)

Bombay Stock Exchange (BSE) has fined 370 companies for not complying with Securities and Exchange Board of India’s (SEBI) norm on appointment of at l.....

Tags : Bombay Stock Exchange ,SEBI

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SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Comes into Force(01.12.2015)

SEBI on 2 September 2015 notified SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, which has come into force from 1 December .....

Tags : SEBI, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

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SEBI Eases Penal Provision for Deemed Public Offers(01.12.2015)

Securities and Exchange Board of India (SEBI) has said that unlisted companies raising funds through securities without having a public offer document.....

Tags : SEBI, unlisted companies

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Review of Annual Custody / Issuer Charges(09.12.2015)

The Securities and Exchange Board of India has enhanced custody/issuer charged to be collected by depositories from issuers. Per folio charge has been.....

Tags : SEBI, Custody, issuer, charges, increase

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Securities and Exchange Board of India (SEBI) Issues New Listing Norms for Stock Exchanges(04.01.2016)

SEBI has announced detailed guidelines for stock exchange compliance to disclosure and listing regulations including for ensuring 'fit and proper' sta.....

Tags : SEBI, stock exchange

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SEBI Relaxes Delisting Norms for Small Companies(14.01.2016)

Securities and Exchange Board of India (SEBI) has relaxed norms for small companies with thinly traded shares to delist from the stock exchanges. Now,.....

Tags : SEBI , Delisting Norms

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SEBI Issues SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2016(15.01.2016)

Securities and Exchange Board of India (SEBI) has issued Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations,.....

Tags : SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2016

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2016(11.01.2016)

The Securities and Exchange Board of India made amendments to the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regula.....

Tags : Sebi, stock exchange, clearing corporations, amendment

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Mandatory requirements and Exit Policy for Commodity Derivatives Exchanges(11.01.2016)

The Securities and Exchange Board of India has notified, among other stipulations, that if there is no trading operation on the platform of any commod.....

Tags : Sebi, commodity derivate, exchange, exit

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SEBI Fines Three Firms for Failing to Get SCORES Registration(27.01.2016)

SEBI has slapped a fine of Rs 1.5 lakh each on Champion Commercial, Classic Leasing & Finance and Camellia Trading & Investment for failing to registe.....

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SC Reprimands SEBI for Pursuing Case Being Already Heard(28.01.2016)

Supreme Court has reprimanded Securities Exchange Board of India (SEBI) for pursuing a case already being heard by it.

Tags : Supreme Court, SEBI

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Revision in Position Limits for Agricultural Commodities(29.01.2016)

The Securities and Exchange Board of India has issued directions regar.....

Tags : Sebi, position limits, agriculture, commodity

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What degree of proof to find brokers liable for fraudulent practices(23.02.2016)

The Supreme Court disposed off several appeals against the creation of artificial volumes by two brokers who matched volumes for related clients. The .....

Tags : Sebi, matched trading, proof, circumstantial

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SEBI cautions investors against investing in unlisted companies(16.03.2016)

The Securities and Exchange Board of India cautioned against unlisted companies luring retail investors by issuing securities without complying with c.....

Tags : Sebi, unlisted company, investment

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SC to SEBI: Sell Sahara Group’s Realty Assets(30.03.2016)

SC has asked Securities and Exchange Board of India (SEBI) to sell real estate assets belonging to Sahara Group, estimated at Rs 40,000 crore, to rais.....

Tags : SC , SEBI

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SEBI Directs Commodity Exchanges to Comply with Provisions of Client Code Modifications(30.03.2016)

SEBI has directed commodity exchanges to comply with provisions of client code modifications in equity markets within 1 month. Superseding circulars i.....

Tags : SEBI, Commodity Exchanges

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Amendment of Guidance Note on insider trading regulations(12.04.2016)

The Securities and Exchange Board of India issued amendments to its guidance note on the SEBI (Prohibition of Insider Trading) Regulations, 2015. Amen.....

Tags : Sebi, insider trading, exit opprtunity

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Handbook of Statistics 2015(05.05.2016)

The Securities and Exchange Board of India released its Handbook of Statis.....

Tags : Sebi, handbook, statistics, 2015

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FAQs for PACL refund(28.03.2016)

The Securities and Exchange Board of India hopes to preempt the scrum of PACL investors waiting impatiently to receive refunds.

The Suprem.....

Tags : Sebi, faq, pacl, refund

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SEBI Puts Rules for Mutual Funds to Restrict Redemptions(01.06.2016)

To curtail mutual fund houses' powers to suddenly restrict redemptions from a scheme, markets regulator SEBI has put in place a set of rules and also .....

Tags : SEBI, Mutual funds, Redemption

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Restriction on redemption of Mutual Funds(31.05.2016)

In efforts to quell disparity in imposition of restrictions on redemption of mutual funds, the Securities and Exchange Board of India clarified that r.....

Tags : mutual fund, redemption, restriction, sebi

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SEBI Appointment: Delhi HC asks Economic Affairs Secretary to Reply to Contempt Plea(07.06.2016)

Delhi High Court has directed the economic affairs secretary to reply to a contempt plea for not complying with a court order related to the re-appoin.....

Tags : Delhi High Court, economic affairs secretary, Securities and Exchange Board of India ( SEBI )

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SEBI Tightens IPF Norms for Depositories(08.06.2016)

SEBI has observed that depositories can use the money in their investor protection funds (IPF) only to promote investor education and awareness progra.....

Tags : SEBI, IPF, Depositories

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CIC Denies Disclosure of Assets & Liabilities of SEBI Chairman(14.06.2016)

Central Information Commission (CIC) has ruled that disclosure of assets and liabilities of SEBI Chairman Sinha is "likely to cause unwarranted invasi.....

Tags : Central Information Commission , SEBI

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Revised formats for financial results and implementation of IndAS(05.07.2016)

The Securities and Exchange Bureau of India announced that existing formats prescribed for publishing financial results will continue till 31 December.....

Tags : sebi, financial results, Ind AS

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SEBI Tightens Delisting Norms(08.09.2016)

Securities and Exchange Board of India (SEBI) has marginally tightened delisting norms and said in case of compulsory delisting, if company’s fair val.....

Tags : SEBI , Delisting Norms

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SEBI Permits FPIs Direct Access to Corporate Bonds(26.09.2016)

Securities Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors (FPI) to trade directly in corporate bonds without needing any broke.....

Tags : SEBI, FPI, corporate bonds

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SEBI Issues IPF Norms for Commodity Bourses(27.09.2016)

Securities and Exchange Board of India (SEBI) has issued a detailed framework on Investor Protection Fund (IPF), which can be used for investor educat.....

Tags : SEBI, IPF

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SEBI Issues Strict Warehousing Norms for Agri-Commodities(28.09.2016)

Securities and Exchange Board of India (SEBI) has issue fresh warehousing norms for agri-commodities with an effort to ensure that exchanges are able .....

Tags : SEBI, Warehousing Norms

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SEBI Permits Commodity Exchanges to Introduce Options(29.09.2016)

Securities and Exchange Board of India (SEBI) has permitted commodity exchanges to introduce trading in options.

Tags : SEBI, Commodity Exchanges

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SEBI Fines Piramals Enterprises for Violating Insider Trading Norms(04.10.2016)

Securities and Exchange Board of India (SEBI) has imposed fine on Piramal Enterprises Chairman Ajay Piramal, his wife and daughter, along with another.....

Tags : SEBI , Piramals Enterprises , Insider Trading Norms

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SEBI Raises Foreign Portfolio Investors Investment Limit for Government Debt(04.10.2016)

Securities & Exchange Board of India (SEBI) has raised Foreign Portfolio Investors (FPIs) investment limit in Government Securities to Rs. 1.48 lakh c.....

Tags : SEBI, FPIs

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SEBI Exempts Analjit’s Trust from Making Open Offer Obligation(04.10.2016)

Securities & Exchange Board of India (SEBI) has exempted Neeman Family Foundation, a trust set up by Max Financial Services promoter Analjit Singh and.....

Tags : SEBI, Neeman Family Foundation, open offer

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SEBI Opens Fresh Avenues for Firms to List on Nation-Wide Bourses(12.10.2016)

Securities and Exchange Board of India (SEBI) in order to safeguard investors of firms listed on non-operational bourses, has allowed such companies t.....

Tags : SEBI , non-operational bourses

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SEBI Tightens Norms for Credit Rating Agencies(02.11.2016)

Securities and Exchange Board of India (Sebi) has asked Credit Rating Agencies to frame detailed rules for rating criteria, processes and responsibili.....

Tags : SEBI, Credit Rating Agencies , Rating Analysts

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SEBI Grants In-Principle Nod to BSE for Global Exchange(02.11.2016)

Market regulator SEBI has given in-principle approval to BSE to set up international exchange and clearing corporations at GIFT city.

Tags : SEBI, BSE, international exchange, GIFT city

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SC Seeks Response on Impleadment of SEBI in Panama Papers Case(25.11.2016)

Supreme Court has sought response on plea of market regulator SEBI that it has been dragged as a party in a PIL seeking a court-monitored CBI probe ag.....

Tags : Supreme Court, SEBI, Panama papers

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SEBI Issues Framework for Stock Exchanges & Clearing Corporations at IFSCs(29.11.2016)

Securities and Exchange Board of India (Sebi) has issued a new framework for functioning of Stock Exchanges and Clearing Corporations that are setting.....

Tags : SEBI, Stock Exchanges, Clearing Corporations, IFSCs

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SEBI Notifies New Norms for Issue of REITs(20.12.2016)

SEBI has notified detailed guidelines for public issuance of Real Estate Investment Trusts (REITs) including allocation of units to institutional inve.....

Tags : SEBI, Real Estate Investment Trusts

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SEBI Reviews Mutual Fund Advertisement Norms(16.03.2017)

Securities and Exchange Board of India has directed mutual funds to disclose performance of their schemes since inception and during preceding one-yea.....

Tags : SEBI, Mutual Fund Advertisement

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SC: SEBI Circulars Cannot be Challenged in SAT(04.04.2017)

SC has ruled that any action taken by the Securities and Exchange Board of India (SEBI) in its administrative & legislative capacity cannot be appeale.....

Tags : Supreme Court, SEBI, SAT

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Bombay HC: Implead ITC, Finance Ministry, SEBI as Parties in PIL Against LIC Investment in LIC(28.04.2017)

Bombay High Court has directed petitioners of a PIL opposing idea of Life Insurance Corporation of India holding one-third equity stake in tobacco gia.....

Tags : Bombay High Court, ITC, Finance Ministry, SEBI

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SEBI Allows Investment up to Rs 50,000 in Mutual Funds Through E-wallets(11.05.2017)

Sebi has allowed investors to buy mutual fund schemes for up to Rs 50,000 through digital wallets.

Tags : SEBI, Mutual Fund

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SEBI Court to Sahara Chief: Gastroentitis Not an Excuse for Missing Hearing, Issues Notice(19.05.2017)

A Special SEBI Court has rejected Sahara chief's medical certificate for an upset stomach, and issued notice to his doctor to be present in court.

Tags : SEBI Court, Sahara

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Sebi Issues Listing Norms for Non-Convertible Debentures in Mergers(29.05.2017)

Sebi has issued framework for listing of Non-Convertible Debentures (NCDs)& Non-Convertible Redeemable Preference Shares (NCRPS) following M&As allowi.....

Tags : SEBI, Non-Convertible Debentures

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Sebi Allows Mutual Funds & Portfolio Managers to Invest in Securities Listed in IFSC(29.05.2017)

Sebi has allowed portfolio manager operating in IFSC to invest in securities listed in IFSC, issued by companies incorporated in IFSC, issued by compa.....

Tags : Sebi, Mutual Funds & Portfolio Managers, IFSC

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Sebi Sets Position Limit for Cross-currency F&O Contract(29.05.2017)

Sebi has fixed position limit for Brokers & Institutional investors operating in International Financial Services Centres for cross-currency futures a.....

Tags : Sebi, F&O Contract

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SEBI Puts in Place Disclosure Norm for Green Bonds, Environmental Objectives Must in Offer Documents(01.06.2017)

SEBI has put in place disclosure norms for issuance and listing of green bonds which mandates its issuer to make disclosure about environmental object.....

Tags : SEBI, Green Bonds

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Cabinet approves Signing of Memorandum of Understanding between Securities and Exchange Board of India and European Securities and Markets Authority(07.06.2017)

The Union Cabinet chaired by the Prime Minister Shri Narendra Modi has given its approval to the Securities and Exchange Board of India (SEBI) for ent.....

Tags : MOU, Approval, SEBI

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#GST: SEBI Eases Takeover Code for Buying Stressed Assets(03.07.2017)

SEBI has relaxed provisions of Takeover Code and has also approved of the proposal to tighten norms relating to Participatory Notes by levying fees.

Tags : SEBI

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Cabinet approves MoU between SEBI and FSC(11.10.2017)

The Union Cabinet chaired by the Prime Minister Narendra Modi has given its approval for signing of a Memorandum of Understanding (MoU) between Securi.....

Tags : MOU, Approval, SEBI, FSC

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Satyam Scam: SEBI Bars Price Waterhouse From Auditing Any Listed Company(12.01.2018)

Securities and Exchange Board of India (SEBI) has barred Price Waterhouse (PW) from auditing any listed company in India for a period of two years for.....

Tags : SEBI, Satyam

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Diamond is Now Fraudster's Best Friend! Nexus Under Scanner(18.02.2018)

Capital markets watchdog Sebi is looking into the trade details and various suspected violations by Modi-linked entities, including another jewellery .....

Tags : SEBI

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Bombay HC Grants Bail to Ketan Parekh in SEBI Case(09.03.2018)

Bombay High Court has suspended a three year sentence awarded by a special SEBI court to Ketan Parekh in a securities scam for violating the SEBI Act .....

Tags : Bombay High Court, SEBI

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SEBI Board Strengthens Corporate Governance Norms(29.03.2018)

Securities and Exchanges Board of India (SEBI) has accepted 40 out of 80 recommendations that were suggested by the Uday Kotak committee on corporate .....

Tags : SEBI, Corporate Governance

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SEBI Bans First Financial Services, 28 Others from Markets for 3 Years(03.04.2018)

Securities and Exchange Board of India (SEBI) has barred First Financial Services and 28 others from the markets for three years for orchestrating a f.....

Tags : SEBI, First Financial Services

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Sebi Fines Equitypandit Financial Rs 40 lakh for Unauthorised Investment Acts(03.04.2018)

SEBI has imposed a fine of Rs 40 lakh on Equitypandit Financial Services for carrying out unauthorised investment advisory services.

Tags : SEBI, Equitypandit Financial

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SEBI Eases Foreign Investors' Access to International Finance Hub(25.05.2018)

Securities and Exchange Board of India (SEBI) has eased rules for foreign investors to trade in securities at a new international finance centre.

Tags : Securities and Exchange Board of India, SEBI

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Sebi Serves Notice on ICICI Bank CEO Chanda Kochhar in Videocon Loan Case(28.05.2018)

Reports have alleged that Videocon chairman Venugopal Dhoot invested Rs 64 crore in Nu Power Renewables, a firm owned by Deepak Kochha

Tags : SEBI

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SEBI Provides Relaxations for Insolvent Companies(05.06.2018)

SEBI has relaxed requirements to comply with delisting norms for companies facing insolvency proceedings provided the resolution plan lays down the pr.....

Tags : SEBI, Insolvency

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SEBI Orders Vishvapradhan Commercial to Make Open Offer for NDTV(28.06.2018)

Securities Exchange Board of India (SEBI) has ordered Vishvapradhan Commercial Pvt Ltd (VCPL) to make a public offer for acquiring shares of NDTV.

Tags : SEBI, NDTV

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SEBI Denies Clearing Choksi's Antigua Citizenship Request, Cong Claims Govt's Complicity Exposed(03.08.2018)

The market regulator's clarification came after the Antigua government claimed that Choksi was given citizenship after it found that SEBI had closed t.....

Tags : SEBI

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Bombay High Court Sseeks CBDT Reply to Brokers’ Petition Against NSE, SEBI(17.08.2018)

Bombay High Court has directed Central Board of Direct Taxes (CBDT) to file its reply by 23 August in a petition filed by Association of National Exch.....

Tags : Bombay High Court, NSE, SEBI

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Madras High Court Puts SEBI on Notice in Multicrore Stock Trading Scam(20.08.2018)

Madras High Court has ordered notice to Securities and Exchange Board of India (SEBI) in connection with a suspected multicrore fraud involving Nation.....

Tags : Madras High Court, SEBI

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SEBI Extends Deadline for FPIs to Provide List of Beneficial Owners(22.08.2018)

SEBI has extended the deadline by two months till December for providing a list of beneficial owners by Foreign Portfolio Investors (FPIs), and assure.....

Tags : SEBI, FPIs

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SEBI Recruitment 2018: 120 Officer Grade A Posts, Read Advance Intimation Here(05.09.2018)

SEBI aims to fill 120 Officer Grade A vacancies for the post of Assistant Managers. Check official website of the Securities and Exchange Board of Ind.....

Tags : SEBI

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Bombay High Court Rejects NSEL Brokers' Plea on De-Registration from Sebi(05.10.2018)

Bombay High Court has rejected a petition by NSEL (National Spot Exchange Ltd) brokers seeking their de-registration from markets regulator, Securitie.....

Tags : Bombay High Court, SEBI

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Bombay High Court Restrains SEBI from Auctioning Pancard Clubs' Properties(11.01.2019)

Bombay High Court, in an interim order, has restrained the Securities and Exchange Board of India (SEBI) from auctioning off private properties of Pan.....

Tags : Bombay High Court, SEBI, Pancard Clubs' Properties

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Sebi Imposes Fine of Rs. 1,100 crore on NSE(01.05.2019)

Securities and Exchange Board of India (SEBI) asked NSE, the largest stock exchange in India, to pay about Rs. 1,100 crore for favouring a few brokers.....

Tags : Sebi, Nse

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Sebi Imposes Fine of Rs. 1,100 Crore on NSE(01.05.2019)

Securities and Exchange Board of India (SEBI) has asked NSE, the largest stock exchange in India, to pay about Rs. 1,100 crore for favouring a few bro.....

Tags : Sebi, NSE

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SEBI Initiates Action Against HDFC MF & Kotak MF For Delay in FMP Payments(14.05.2019)

SEBI has issued notices to mutual fund companies that defaulted on Fixed Maturity Plan payments. SEBI has taken action for not fulfilling the investor.....

Tags : SEBI, HDFC

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SEBI Bars 12 Entities from Securities Market for Manipulating Share Price(05.06.2019)

A probe initiated by the Securities and Exchange Board of India (SEBI) revealed that the entities were connected to each other and were acting in conc.....

Tags : SEBI

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SEBI Issues Notice to Five Asset Management Companies(07.06.2019)

Securities and Exchange Board of India (SEBI) has sent notices to five Asset Management Companies for alleged breach of Insider Trading Regulations. S.....

Tags : SEBI, Asset Management

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Corporate Affairs Ministry, SEBI to Start Automatic Data Exchange(08.06.2019)

A Data Exchange Steering Group also has been constituted for the initiative, which would meet periodically to review the data exchange status and take.....

Tags : SEBI

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SEBI Restricts Prannoy and Radhika Roy from Securities Market, Managerial Posts(17.06.2019)

SEBI has restricted New Delhi Television (NDTV) promoters Prannoy and Radhika Roy and their holding firm RRPR Holdings from trading in the securities .....

Tags : SEBI, Radhika Roy

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SEBI Imposes Rs 12 Lakh Fine on NDTV for Disclosure Lapses(18.06.2019)

Sebi noted that Indiabulls Financial Services in January 2008 acquired 40 lakh shares of NDTV, amounting to 6.40 per cent of the total share capital o.....

Tags : SEBI

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SAT Fines SEBI for 2017 Order(20.06.2019)

Securities Appellate Tribunal (SAT) has imposed a penalty of Rs 50,000 on Securities and Exchange Board of India (SEBI) after a person aggrieved by a .....

Tags : SAT, SEBI

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SEBI Tightens Rules for Usage of Client Funds by Brokerages(21.06.2019)

Securities and Exchange Board of India (SEBI) has tightened the rules for usage of client funds by brokerages and asked brokers to transfer the securi.....

Tags : Securities and Exchange Board of India, SEBI

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SEBI Imposes Rs 10 Lakh Fine on Four Individuals for Fraudulent Trade(25.06.2019)

The regulator had conducted a probe from March 2012 to March 2013 relating to the trading activity of the four individuals in the scrip of Shree Shale.....

Tags : SEBI

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SEBI Secures Norms for MFs, Pledged Shares(28.06.2019)

Securities and Exchange Board of India (SEBI) has put in more checks and balances for debt mutual funds (MFs) to secure investors and stem systemic ri.....

Tags : SEBI, Pledged Shares

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SAT Levies Rs 50,000 Penalty on SEBI for Lapses in Probe(01.07.2019)

Securities Appellate Tribunal (SAT) has levied a penalty on the Securities and Exchange Board of India (SEBI) in a rare instance of the capital market.....

Tags : SAT, SEBI, Penalty

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Apex Court Questions SEBI on IL&FS Fraud Probe(16.07.2019)

Apex Court has asked SEBI as to why it should not be directed to probe IL&FS fraud and protect investors. While extending its earlier order that staye.....

Tags : Apex Court, SEBI

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Insider Trading: SEBI Issues New Norms for Reporting Violations of Code(22.07.2019)

SEBI has come out with standardized format for reporting violations of code of conduct, formulated under Prohibition of Insider Trading norms.

Tags : SEBI, Insider Trading

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SEBI Directs Hotel Leela to Share Details of Transactions Between Firm, Brookfield and Promoters(24.07.2019)

Securities and Exchange Board of India (SEBI) has directed Hotel Leelaventure to provide additional disclosures in postal ballot notice for asset sale.....

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SEBI Fines ICICI Bank, Compliance Officer Rs 12 lakh for Disclosure Lapses(13.09.2019)

SEBI has levied a total fine of Rs 12 lakh on ICICI Bank Ltd and its compliance officer for disclosure lapses, including delayed disclosure of binding.....

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SEBI Slaps Rs 19 Lakh Fine on 2 Entities for Executing Fraudulent Trading(17.09.2019)

SEBI has imposed a total fine of over Rs 19 lakh on two entities for executing fraudulent trade in the illiquid stock option segment on the BSE. The e.....

Tags : SEBI, Fraudulent Trading

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SEBI Bars Gautam Thapar from Accessing Markets(18.09.2019)

SEBI has barred Gautam Thapar, former chairman of CG Power and Industrial Solutions Ltd, and three former officials of the company from the securities.....

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SEBI Levies Fine of Rs 10 Lakh on IL&FS for Disclosure Lapses(19.09.2019)

Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs 10 lakhs on Infrastructure Leasing & Financial Services (IL&FS) for non-disc.....

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SEBI Tightens Norms for Liquid Funds(23.09.2019)

Securities and Exchange Board of India (SEBI) as part of its attempts to strengthen the risk management framework for liquid funds has made it mandato.....

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SEBI Imposes Rs. 22 Crore fine on Aurobindo Pharma for Insider Trading(24.09.2019)

Securities and Exchange Board of India has imposed a fine of Rs. 22.7 crore on Aurobindo Pharma Ltd., its promoters and related entities for insider t.....

Tags : Securities and Exchange Board of India, Aurobindo Pharma Ltd.,SEBI

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SEBI Eases FPI Norms, Allows Off-Market Transfer of Securities(26.09.2019)

SEBI has while easing the regulatory framework for foreign portfolio investors simplified KYC requirements for them and permitted them to carry out of.....

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Delhi High Court Issues Notices to IBHFL, RBI, SEBI Over Fraud Probe(30.09.2019)

Delhi High Court has issued notices to Indiabulls Housing Finance Ltd (IBHFL), Securities and Exchange Board of India (SEBI), the Reserve Bank of Indi.....

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SEBI Eases Buyback Rules for Companies with Housing Finance, NBFC Arms(01.10.2019)

Securities Exchange and Board of India (SEBI) has relaxed its norms for buyback of shares by listed companies, especially those having subsidiaries i.....

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SEBI Permits Mutual Funds to Invest in Unlisted NCDs(03.10.2019)

Securities and Exchange Board of India has permitted mutual funds to invest in unlisted non-convertible debentures (NCDs) up to a maximum of 10 per ce.....

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SEBI Prohibits Citizens, NRIs from Buying DRs of India-Listed Companies(11.10.2019)

Securities and Exchange Board of India has barred Indian citizens, including those ordinarily resident overseas, from buying depository receipts (DRs).....

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SEBI Comes Out with Liberalised Norms for Depository Receipts(11.10.2019)

Securities and Exchange Board of India has come out with a detailed framework for issuance of depository receipts (DRs), a move that will provide Indi.....

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SEBI Chairman meets investors and other stakeholders in USA(07.10.2019)

Shri Ajay Tyagi, Chairman, SEBI led a delegation of SEBI Officials to USA and met with various stakeholders in the Indian securities markets including.....

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SEBI Directs Brokers, Depository Participants to Submit Reports on Cyber-Attacks(16.10.2019)

Securities and Exchange Board of India has directed the stock brokers and depository participants to submit quarterly reports, containing information .....

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SEBI: Insider Trading Norm Applicable Even to Inactive Promoter(16.10.2019)

Securities and Exchange Board of India has observed that a person identified as a promoter, even if he is not acting as a promoter of the company, exe.....

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SEBI Levies Two-Year Ban on Individual for Fraudulent Trading(17.10.2019)

Securities and Exchange Board of India has barred an individual for two years from the capital markets for indulging in fraudulent trade practices, wh.....

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SEBI Issues Stricter Norms for Auditors Amid Series of Exits(21.10.2019)

Securities and Exchange Board of India has observed that the auditors of listed companies will have to issue a limited review or audit report if they .....

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SEBI Imposes Rs 20.4 Lakh Fine on 4 Firms for Fraudulent Trade in Illiquid Stock Options(22.10.2019)

Securities and Exchange Board of India has fined four firms a total amount of Rs 20.4 lakh for carrying out fraudulent trading in the illiquid stock o.....

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SEBI Issues Framework for Listing of Commercial Paper(23.10.2019)

Securities and Exchange Board of India has come out with a framework for listing of commercial papers on stock exchanges in order to broaden investor .....

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SEBI Levies Rs 62 Lakh Fine on Seven Entities for Violating Takeover Norms(25.10.2019)

Securities and Exchange Board of India has levied a total penalty of Rs 62 lakh on seven entities for failing to make public announcement with regard .....

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SEBI Tightens Asset Quality Disclosure Norms for All Listed Banks(01.11.2019)

Securities and Exchange Board of India (SEBI) has tightened the asset quality disclosure norms for banks and directed all listed lenders to make discl.....

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SEBI Increases Governance Norms for Rating Agencies(05.11.2019)

Securities and Exchange Board of India has said that the Chief Executive Officer of a rating firm cannot be a member of the rating committee and such .....

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SEBI Issues Circular on Aadhaar E-KYC for Domestic Investors(06.11.2019)

Securities and Exchange Board of India has issued a circular regarding the process to be followed for Aadhaar-based electronic Know Your Customer (KYC.....

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SEBI Issues Operational Guidelines for FPIs(06.11.2019)

Securities and Exchange Board of India has issued operational guidelines for Foreign Portfolio Investors (FPI) Regulations notified in September. The .....

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SEBI Disposes of Case Against ABG Shipyard(12.11.2019)

Securities and Exchange Board of India has disposed of adjudicating proceedings initiated against ABG Shipyard, for allegedly not making requisite dis.....

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SEBI Tightens Disclosure Norms for Municipal Bonds(14.11.2019)

Securities and Exchange Board of India has prescribed wider disclosures and compliances norms by the issuers of listed municipal bonds. SEBI has said .....

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SEBI Permits Exchanges to Modify Commodity Derivatives Contracts(15.11.2019)

Securities and Exchange Board of India has decided to give more flexibility to exchanges regarding modifying contract specifications for all commodity.....

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SEBI Lays Down Mechanism to Map UCC with Demat Account(18.11.2019)

Securities and Exchange Board of India has put in place a mechanism for stock exchanges and depositories to map the unique client code (UCC) with the .....

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Supreme Court Stays SAT's Order Holding that SEBI Lacks Power to Bar Auditors(19.11.2019)

Supreme Court has stayed an order of the Securities Appellate Tribunal which had ruled that markets' watchdog Securities and Exchange Board of India d.....

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SEBI Makes it Necessary for Listed Firms to Disclose Loan Default(21.11.2019)

Securities and Exchange Board of India has made it necessary for all listed companies to make public disclosures on loans defaults. The move will hel.....

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SEBI Prohibits Karvy Stock Broking for Rs 2,000 Crore Client Defaults(25.11.2019)

Securities and Exchange Board of India has prohibited Karvy Stock Broking from taking new clients and executing trades after a major scandal hit the s.....

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SEBI Levies Rs 40.5 Lakh Fine on 7 Firms(26.11.2019)

Securities and Exchange Board of India has imposed a total fine of Rs 40.5 lakh on seven companies for indulging in fraudulent trading in the illiquid.....

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SEBI Bans 4 Firms from Carrying Out Investment Advisory Services(27.11.2019)

Securities and Exchange Board of India has barred four entities i.e 3M Team Research, Samrat Trades, Core Investment and Core Grp from carrying out in.....

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SEBI Permits ICICI Securities to Settle Shares Fraud Case(29.11.2019)

Securities and Exchange Board of India has permitted ICICI Securities to settle a case in which the brokerage had dealt with entities which had fraudu.....

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SEBI Levies Rs 2 Lakh Fine on Unitech for Violating Listing Agreement(02.12.2019)

Securities and Exchange Board of India has slapped a fine of Rs 2 lakh on Unitech Limited for making wrong disclosure with regard to shareholding patt.....

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SEBI Dismisses Lenders’ Plea on Client Shares Pledged by Karvy(16.12.2019)

Securities and Exchange Board of India dismissed a plea of lenders seeking depositories to return majority of client shares pledged by Karvy Stock Bro.....

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SEBI: AMCs Can Give Management, Advisory Services to Fairly Regulated FPIs(17.12.2019)

Securities and Exchange Board of India has allowed asset management companies (AMCs) to provide management and advisory services to appropriately regu.....

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SEBI Seeks Show-Cause from PC Jewellers 'Insiders'(18.12.2019)

Securities and Exchange Board of India has passed an order in the PC Jewellers insider trading case, demanding show-cause from those whom it identifie.....

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SEBI Levies Fine of Rs 5 Lakh on Karvy Financial Services(24.12.2019)

Securities and Exchange Board of India has imposed Rs 5 lakh fine on Karvy Financial Services Ltd for making requisite disclosures after a delay of ne.....

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SEBI Lays Down Stewardship Code for MFs and AIFs(26.12.2019)

Securities and Exchange Board of India has issued the stewardship code for mutual funds and alternative investment funds which they would be required.....

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SEBI Issues Format for Statement of Deviation(26.12.2019)

Securities and Exchange Board of India has issued a format for statement of deviation in funds raised to be submitted by the listed entities to stock .....

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SEBI Imposes Rs 8 Lakh Fine on Intercon Finance, 4 Other Entities for Violating Takeover Norms(27.12.2019)

Securities and Exchange Board of India while Acting against contravention of takeover norms has slapped a total fine of Rs 8 lakh on Intercon Finance .....

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SEBI Imposes a Penalty of Rs. 25 lakh Each on ICRA, CARE for Lapses in IL & FS Ratings(27.12.2019)

Securities and Exchange Board of India has fined credit rating agencies, ICRA Ltd. and Cooperative for Assistance and Relief Everywhere, a penalty of .....

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SEBI Bans Investment Advisors from Providing Free Trials(28.12.2019)

Securities and Exchange Board of India has announced measures to strengthen the conduct of investment advisors. SEBI restricts financial advisers to p.....

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SEBI Levies Fine of Rs. 8 Lakh on ABG Shipyards’s Officials(28.12.2019)

Securities and Exchange Board of India has imposed a penalty of Rs. 8 Lakhs on three independent directors of ABG Shipyard for misleading the stakehol.....

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SEBI: Companies to Get INC Rating for Not Cooperating with CRAs(06.01.2020)

Securities and Exchange Board of India has said that companies which do not cooperate with credit rating agencies on disclosure of loan defaults, will.....

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SEBI Issues Framework for Core Settlement Guarantee Fund(06.01.2020)

Securities and Exchange Board of India has come out with a new framework for a Core Settlement Guarantee Fund and liability of non- defaulting members.....

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SEBI Puts in Place Operating Guidelines for Investment Advisers in IFSC(10.01.2020)

Securities and Exchange Board of India has come out with guidelines for entities for operating as investment advisers in International Financial Servi.....

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SEBI Extends Deadline to Split Chairman and Managing Director/ Chief Executive Officer Post(14.01.2020)

Securities and Exchange Board of India has extended the deadline by two years to April 1, 2022 for the top 500 listed firms to separate the roles of C.....

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SEBI Issues Guidelines for Alternative Investment Funds Benchmarking(07.02.2020)

Securities and Exchange Board of India has issued guidelines for benchmarking the performance of alternative investment funds with a view to streamli.....

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Supreme Court Extends Interim Stay on SAT's Observation on SEBI’s Power to Bar Auditors(11.02.2020)

Supreme Court has extended its interim order staying the directive of the Securities Appellate Tribunal which had held that markets watchdog Securitie.....

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SEBI develops an online system for detecting misuse of clients' securities by brokers(13.02.2020)

In the recent past years, it has been observed that some brokers have misused clients' securities received as collateral to meet their own settlement .....

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SEBI Relaxes Rules for FPI Registration, Rating Default(31.03.2020)

Securities and Exchange Board of India has relaxed compliance provisions up to 3 months, allowing credit rating agencies to not qualify a COVID-19 rel.....

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Relaxation from the applicability of SEBI Circular dated October 10, 2017 on non-compliance with the Minimum Public Shareholding requirements(14.05.2020)

1. SEBI circular No. CFD/CMD/CIR/P/2017/115 dated October 10, 2017 lays down the procedure to be followed by the recognized stock exchanges/depositori.....

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