MANU/SSMD/0010/2013
Ministry : Securities and Exchange Board of India
Department/Board : Market Intermediaries Regulation and Supervision Department
Circular No. : CIR/MIRSD/2/2013
Date : 24.01.2013
Notification/ Circulars Referred : Circular nos. CIR/MIRSD/16/2011 dated August 22, 2011 MANU/SSMD/0047/2011;MIRSD/SE/Cir-21/2011 dated October 5, 2011 MANU/SSMD/0057/2011;Circular CIR/MIRSD/11/2012 dated September 5, 2012 MANU/SDEP/0006/2012
Citing Reference:
Circular nos. CIR/MIRSD/16/2011 dated August 22, 2011 MANU/SSMD/0047/2011 Referred
MIRSD/SE/Cir-21/2011 dated October 5, 2011 MANU/SSMD/0057/2011 Referred
Circular CIR/MIRSD/11/2012 dated September 5, 2012 MANU/SDEP/0006/2012 Referred
SEBI Registered Intermediaries:
1. Stock Brokers through Recognized Stock Exchanges
2. Depository Participants (DPs) through Depositories
3. Mutual Funds (MFs)
4. Association of Mutual Funds in India (AMFI)
5. Portfolio Managers (PMs)
6. KYC Registration Agencies (KRAs)
7. Alternate Investment Funds (AIFs)
8. Collective Investment Schemes (CIS)
9. Investment Advisers (IAs)
Dear Sirs,
Guidelines on Identification of Benefici........