MANU/SSMD/0010/2013

Ministry : Securities and Exchange Board of India

Department/Board : Market Intermediaries Regulation and Supervision Department

Circular No. : CIR/MIRSD/2/2013

Date : 24.01.2013

Notification/ Circulars Referred : Circular nos. CIR/MIRSD/16/2011 dated August 22, 2011 MANU/SSMD/0047/2011;MIRSD/SE/Cir-21/2011 dated October 5, 2011 MANU/SSMD/0057/2011;Circular CIR/MIRSD/11/2012 dated September 5, 2012 MANU/SDEP/0006/2012

Citing Reference:
Circular nos. CIR/MIRSD/16/2011 dated August 22, 2011 MANU/SSMD/0047/2011 Referred MIRSD/SE/Cir-21/2011 dated October 5, 2011 MANU/SSMD/0057/2011 Referred Circular CIR/MIRSD/11/2012 dated September 5, 2012 MANU/SDEP/0006/2012 Referred

SEBI Registered Intermediaries:

1. Stock Brokers through Recognized Stock Exchanges

2. Depository Participants (DPs) through Depositories

3. Mutual Funds (MFs)

4. Association of Mutual Funds in India (AMFI)

5. Portfolio Managers (PMs)

6. KYC Registration Agencies (KRAs)

7. Alternate Investment Funds (AIFs)

8. Collective Investment Schemes (CIS)

9. Investment Advisers (IAs)

Dear Sirs,

Guidelines on Identification of Benefici........