MANU/SIPM/0004/2021
Ministry : Securities and Exchange Board of India
Department/Board : Investment Management Department
Circular No. : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/549
Date : 07.04.2021
Notification/ Circulars Referred : Circular No. CIR/IMD/DF/10/2013 dated July 29, 2013 MANU/SMFD/0020/2013;Circular No. CIR/IMD/DF/16/2014 dated July 18, 2014 MANU/SMFD/0009/2014
Citing Reference:
Circular No. CIR/IMD/DF/10/2013 dated July 29, 2013 MANU/SMFD/0020/2013 Referred
Circular No. CIR/IMD/DF/16/2014 dated July 18, 2014 MANU/SMFD/0009/2014 Referred
To,
All Alternative Investment Funds (AIFs)
Dear Sir/Madam,
Regulatory reporting by AIFs
1. In terms of AIF Regulations and paragraph 3.2 of Circular No. CIR/IMD/DF/10/2013 dated July 29, 2013, AIFs are required to submit periodical reports to SEBI relating to their activity. To provide ease of compliance, it has been decided to review and rationalize the existing regulatory reporting requirements.
2. Accordingly, based on consultation with various stakeholders and recommendation of Alternative Investment Policy Advisory Committee, it has been decided that all AIFs shall submit report on their activity as an AIF to SEBI on quarterly basis within 10 calendar days from the end of each quarter in the revised formats as specified in
Annexure I. Further, Category III AIFs shall also submit report on leverage undertaken, on quarterly basis in the revised formats as specified in
Annexure II.
3. AIFs shall submit these reports online through SEBI intermediary Portal.