12 August 2024

Search Results for Tag : trading

Notifications & Circulars

Listing and trading of units of Infrastructure Investment Trusts and Real Estate Investment Trusts on recognized stock exchanges in International Financial Services Centres(16.09.2020)

1. Securities and Exchange Board of India (International Financial Services Centre) Guidelines, 2015 were notified by SEBI on March 27, 2015, which ca.....

Tags : Listing, trading of units, Stock exchanges

Securities and Exchange Board of India (Prohibition of Insider Trading) (Second Amendment) Regulations, 2020(29.10.2020)

In exercise of the powers conferred under section 30 read with clause (g) of sub-section (2) of section 11 and clauses (d) and (e) of section 12A of t.....

Tags : Amendment, Regulations, Insider trading

International Cases

Application for declaratory relief to validate trading in securities issued without a valid cleansing prospectus can be allowed where no blatant or flagrant disregard of obligations(10.12.2021)

In present case, on 18 November 2021, the Plaintiff, Arizona Lithium Ltd (Arizona), filed an originating process seeking orders under Section 1322(4)(.....

Tags : Trading, Securities, Prospectus

RBI cautions against unauthorised forex trading platforms(03.02.2022)

The Reserve Bank of India (RBI) has noticed misleading advertisements of unauthorised Electronic Trading Platforms (ETPs) offering forex trading facil.....

Tags : Unauthorised, Forex trading, Platforms

SEBI underlines the need for analysis and disclosure of risks of trading in F&O(25.01.2023)

Under the supervision of a working group, SEBI has conducted a study analysing the trends in both participation and in profits and losses of individua.....

Tags : Disclosure, Risks, Trading

SEBI Issues Advisory Against Fraudulent Trading Schemes claiming to be offered to Indian residents by FPIs(26.02.2024)

The Securities and Exchange Board of India (SEBI) has been receiving a number of complaints regarding fraudulent trading platforms which falsely claim.....

Tags : Advisory, Trading Schemes, Frauds

Circular regarding ease of doing business - Internet Based Trading for Stock Brokers(30.05.2024)

1. To improve ease of doing business and remove obsolete compliance requirements related to activities of Market Infrastructure Institutions (MIIs), i.....

Tags : Circular, Trading, Stock Brokers

News

Securities and Exchange Board of India Allows Trading in Options on Commodities(17.01.2020)

Securities and Exchange Board of India has allowed exchanges to start trading in options on goods. The Board further has said that the contract specif.....

Tags : Securities and Exchange Board of India, Trading in Options on Commodities

Reserve Bank of India Issues Directions for Permitting Rupee Derivatives to be Traded in IFSCs(24.01.2020)

Reserve Bank of India has released directions under Section 45 W of the Reserve Bank of India Act, 1934 permitting Rupee derivatives to be traded in I.....

Tags : Reserve Bank of India, Trading of Rupee Derivatives in IFSCs

Central Government notifies for tolerance range of one per cent. for wholesale trading and three per cent. in all other cases for assessment year 2022-2023.(29.06.2022)

In exercise of the powers conferred by the third proviso to sub-section (2) of section 92C of the Income-tax Act, 1961 (43 of 1961)(hereafter referred.....

Tags : Notification, Tolerance range, Wholesale trading

Calcutta HC Takes Suo Moto Cognizance of Illegal Smuggling & Trading of Endangered Birds(07.12.2020)

Calcutta High Court has taken suo moto cognizance of the illegal smuggling and trading of endangered species of birds in the State.

Tags : Calcutta High Court, Illegal Smuggling & Trading of Endangered Birds

SC: Mere Possession of Sensitive Information Not Enough for Insider Trading, Profit Motive Essential(22.09.2022)

Supreme Court has held that merely because a person was in possession of unpublished price sensitive information at the time of trading in securities,.....

Tags : Supreme Court, Insider Trading, Securities

Brokers to disclose proprietary commodity trading(25.05.2016)

The Securities and Exchange Board of India has mandated disclosure of proprietary trading by brokers in the commodity derivatives market to clients. P.....

Tags : Commodity trading, broker, disclosure

CCI Rejects Complaint against Realty Firm Ambika Trading & Construction(09.05.2016)

Competition Commission of India (CCI) has rejected allegations that Ambika Trading & Construction indulged in anti-competitive practices with regard t.....

Tags : Competition Commission of India, Ambika Trading & Construction

Delhi Court Issues Summons Against Business of Carrying Forward Trading in Cryptocurrencies(22.12.2021)

Delhi Court has issued summons in a suit filed against the business of carrying forward trading in cryptocurrencies in the Country, without any statut.....

Tags : Delhi Court, Business of Carrying Forward Trading in Cryptocurrencies

Review of the capacity planning framework of stock exchanges and clearing corporations(08.10.2015)

Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need f.....

Tags : Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need for stock exchanges and clearing corporations to maintain sufficient capacity to be able to handle the increased demand. Some of new directions with regards to capacity are: installed capacity being at least one and a half times of projected peak load; and all software and hardware needs to be adequately sized to meet the requirements.

Judgments

What degree of proof to find brokers liable for fraudulent practices(23.02.2016)

The Supreme Court disposed off several appeals against the creation of artificial volumes by two brokers who matched volumes for related clients. The .....

Tags : Sebi, matched trading, proof, circumstantial

Measures to strengthen Algorithmic Trading and Co-location / Proximity Hosting framework(09.04.2018)

1. SEBI, vide circular CIR/MRD/DP/09/2012 dated March 30, 2012 and circular CIR/MRD/DP/16/2013 dated May 21, 2013 put in place the broad guidelines fo.....

Tags : Trading, Measures, Strengthening of

Simplification of Account Opening Kit(12.07.2016)

The Securities and Exchange Board of India negated the need for physical presence of a stockbroker or depository participant at the opening of a tradi.....

Tags : Trading account, capital market, stockbroker

INTELLECTUAL PROPERTY RIGHTS - Delhi HC Bans 12 Firms From Selling Patanjali Goods In International Market in Trademark Infringement(27.03.2019)

Delhi HC while deciding the matter in Patanjali Ayurved has granted ex-parte ad-interim injunction against Masala King Exports Trading Private Limited.....

Tags : Delhi HC, Patanjali Ayurved Limited, Masala King Exports Trading Private Limited

Insider Trading: SEBI Issues New Norms for Reporting Violations of Code(22.07.2019)

SEBI has come out with standardized format for reporting violations of code of conduct, formulated under Prohibition of Insider Trading norms.

Tags : SEBI, Insider Trading

ITAT: Loss Arising Out of Sale of Government Securities is Trading Loss(30.05.2022)

Income Tax Appellate Tribunal (ITAT), Visakhapatnam Bench has held that the loss arising out of the sale of government securities is a trading loss.

Tags : ITAT, Government Securities, Trading Loss

SAT Sets Aside Order that Held Prannoy & Radhika Roy Liable for Insider Trading(06.10.2023)

Securities Appellate Tribunal (SAT) has set aside the order of Securities and Exchange Board of India (SEBI) that had held former promoters of NDTV, P.....

Tags : Securities Appellate Tribunal, Insider Trading, NDTV

New Sebi Rules for Commodities Trading(05.10.2015)

Securities and Exchange Board of India (Sebi) has tightened margin and collateral requirements for commodities trading, to align these with practices .....

Tags : Securities and Exchange Board of India , Sebi Rule,Commodities Trading

Contraband Smuggling: Delhi High Court Grants Bail to Trader(31.05.2023)

Delhi HC while granting bail to the owner of the truck from which heroin was intercepted, observed that prima facie he was used as an intermediary wit.....

Tags : Delhi High Court, Shree Balaji Trading Company, Smuggling

Portal for trading Priority Sector Lending Certificates(07.04.2016)

The Reserve Bank of India issued instructions on trading of Priority Sector Lending Certificates – to facilitate a trading platform via its Core Banki.....

Tags : Pslc, trading, ekuber, core banking

Amendment of Guidance Note on insider trading regulations(12.04.2016)

The Securities and Exchange Board of India issued amendments to its guidance note on the SEBI (Prohibition of Insider Trading) Regulations, 2015. Amen.....

Tags : Sebi, insider trading, exit opprtunity

SEBI Levies Two-Year Ban on Individual for Fraudulent Trading(17.10.2019)

Securities and Exchange Board of India has barred an individual for two years from the capital markets for indulging in fraudulent trade practices, wh.....

Tags : SEBI, Fraudulent Trading

Securities and Exchange Board of India Fines 21 Entities for Fraudulent Trading(28.01.2020)

Securities and Exchange Board of India has slapped a total fine of Rs 1.89 Crores on 21 entities for executing fraudulent trading in Sarang Chemicals .....

Tags : Securities and Exchange Board of India, Fraudulent Trading

SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)

Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....

Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities

SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)

Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....

Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities

Madras HC Allows ICICI Bank to Recover Rs. 222 Crore Dues from Subhiksha Trading Services(07.02.2019)

Madras High Court, in a reprieve to ICICI Bank, has ruled that it finds no ground to interfere in order of Chennai Debts Recovery Appellate Tribunal .....

Tags : Madras High Court, Subhiksha Trading Services, ICICI Bank

AP HC Quashes Criminal Cases in Amravati Insider Trading Case(20.01.2021)

Andhra Pradesh High Court has quashed few criminal cases filed in connection with the alleged 'insider trading' in land transactions at Amaravati, obs.....

Tags : Andhra Pradesh High Court, Amravati Insider Trading Case

Guidelines for Trading of Access Spectrum by Access Service Providers(13.10.2015)

On recommendations of the Telecom Regulatory Authority of India, the Central Government has allowed trading of access spectrum as per the provided gui.....

Tags : Trai, spectrum, trading, guidelines

AP HC Quashes Criminal Cases in Amravati Insider Trading Case(20.01.2021)

Andhra Pradesh High Court has quashed few criminal cases filed in connection with the alleged 'insider trading' in land transactions at Amaravati, obs.....

Tags : Andhra Pradesh High Court, Amravati Insider Trading Case

SEBI Slaps Rs 19 Lakh Fine on 2 Entities for Executing Fraudulent Trading(17.09.2019)

SEBI has imposed a total fine of over Rs 19 lakh on two entities for executing fraudulent trade in the illiquid stock option segment on the BSE. The e.....

Tags : SEBI, Fraudulent Trading

Settlement of Running Account of Client's Funds lying with Trading Member (TM)(28.12.2023)

1. In order to safeguard the interests of investors, SEBI in 2018 had mandated settlement of running account of client's funds on first Friday of the .....

Tags : Settlement, Running Account, Trading Member

SEBI: Insider Trading Norm Applicable Even to Inactive Promoter(16.10.2019)

Securities and Exchange Board of India has observed that a person identified as a promoter, even if he is not acting as a promoter of the company, exe.....

Tags : SEBI, Insider Trading

Securities and Exchange Board of India Fines Nine Firms Over Fraudulent Trading in Turbotech(19.02.2020)

Securities and Exchange Board of India has imposed a total fine of Rs. 59 Lakhs on nine firms for indulging in fraudulent trading in the scrip of Turb.....

Tags : Securities and Exchange Board of India, Fraudulent Trading in Turbotech

SEBI Fines Piramals Enterprises for Violating Insider Trading Norms(04.10.2016)

Securities and Exchange Board of India (SEBI) has imposed fine on Piramal Enterprises Chairman Ajay Piramal, his wife and daughter, along with another.....

Tags : SEBI , Piramals Enterprises , Insider Trading Norms

SEBI Disposes of Legal Proceedings in Bharti Insider Trading Allegation(23.10.2020)

Securities and Exchange Board of India has disposed of legal proceedings against Bharti Telecom, Sunil Bharti Mittal and two other senior officials in.....

Tags : Securities and Exchange Board of India, Bharti Insider Trading Allegation

Import, trading and re-export of rough diamonds by notified entities in Gujarat Hira Bourse, Ichhapore Surat(31.10.2019)

1. Representations have been received from the Gems and Jewellery Export Promotion Council for setting up a Special Notified Zone at Surat in lines wi.....

Tags : Import, Trading, Rough diamonds

RBI Extends Debt, Currency Trading Hours from November 9(03.11.2020)

Reserve Bank of India has announced phased restoration of trading hours for various debt as well as currency market from 9th November, 2020.

Tags : Reserve Bank of India, Restoration of Trading hours

NDS-OM Web Module - Access to Gilt Account Holders (GAHs)(20.10.2016)

As announced in the First Bi-monthly Monetary Policy Statement for the year 2016-17 (paragraph 36) on April 5, 2016, it has been decided to make it ob.....

Tags : NDS-OM module, Account holders, On-line trading

Guidelines for Order-to-trade ratio for Algorithmic Trading(24.06.2020)

1. SEBI vide circulars no. CIR/MRD/DP/09/2012 dated March 30, 2012, CIR/MRD/DP/16/2013 dated May 21, 2013 and SEBI/HO/MRD/DP/CIR/P/2018/62 dated April.....

Tags : Guidelines, Trade ratio, Algorithmic Trading

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