29 April 2024


Search Results for Tag : Stock

Judgments

Stock variation beyond permissible limits is a critical irregularity entails termination of dealership(07.11.2019)

The challenge in the present appeal is to an order of the Division Bench of the Gauhati High Court passed in writ appeal maintaining an order of the S.....

Tags : Stock variation, Dealership, Termination

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Assessee is duty bound to record stock of finished goods(06.12.2021)

In facts of present case, the officers have visited the factory of the appellant and carried out the physical stock taking wherein, they found the exc.....

Tags : Excess stock, Penalty, Legality

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NSEL subject to provisions of MPID(01.10.2015)

The Bombay High Court dismissed NSEL’s petition against the application of Maharashtra Protection of Interest of Depositors (In Financial Establishmen.....

Tags : Stock exchange, Maharashtra, depositors,

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Insurer liable even if insuree does not follow own bye-laws strictly(02.03.2016)

The National Consumer Disputes Redressal Commission held that the Bombay Stock Exchange should not have utilised money from its Trade Guarantee Fund t.....

Tags : Stock exchange, default, guarantee fund, insurance

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Notifications & Circulars

Cabinet approves enhancing the buffer stock of pulses up to 20 lakh tones(12.09.2016)

The Cabinet Committee on Economic Affairs, chaired by the Prime Minister Shri Narendra Modi, has approved the proposal of Department of Consumer Affai.....

Tags : Pulses, Buffer stock, Enhancement

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Department of Consumer Affairs allows change in MRP on unsold stock prior to implementation of GST till 30th September 2017(04.07.2017)

Shri Ram Vilas Paswan says change in MRP can be done by stamping, putting sticker or through online printing. On account of implementation of GST w.e......

Tags : MRP, Change, Unsold stock

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Discontinuation of acceptance of cash by Stock Brokers(12.07.2018)

1. Please refer to SEBI circular SEBI/MRD/SE/Cir- 33/2003/27/08 dated August 27, 2003, regarding Mode of Payment and Delivery.

2. Government.....

Tags : Acceptance, Cash, Stock Brokers, Discontinuation

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Reporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct(23.07.2020)

1. Vide Gazette Notification No. SEBI/LAD-NRO/GN/2020/23 dated July 17, 2020, Securities and Exchange Board of India (Prohibition of Insider Trading) .....

Tags : Reporting, Stock Exchanges, Violations

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Listing and trading of units of Infrastructure Investment Trusts and Real Estate Investment Trusts on recognized stock exchanges in International Financial Services Centres(16.09.2020)

1. Securities and Exchange Board of India (International Financial Services Centre) Guidelines, 2015 were notified by SEBI on March 27, 2015, which ca.....

Tags : Listing, trading of units, Stock exchanges

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Premature redemption of a part of outstanding stock of Non-interest bearing Government of India IDBI Special Security, 2024(31.03.2022)

Government of India, hereby notifies further premature redemption on Non-interest bearing Government of India IDBI Special Security, 2024 (hereinafter.....

Tags : Premature redemption, Outstanding stock, Special Security

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Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker / Stock Broker and Depository Participant(27.08.2020)

1. SEBI, vide circular no. CIR/MRD/DMS/13/2010 dated April 23, 2010, issued Guidelines for execution of Power of Attorney (PoA) by the client favourin.....

Tags : Execution, PoA, Stock Broker

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Modification in Cyber Security and Cyber resilience framework for Stock Brokers/Depository Participants(07.06.2022)

1. SEBI vide circular SEBI/HO/MIRSD/CIR/PB/2018/147 dated December 03, 2018 prescribed framework for Cyber Security and Cyber Resilience for Stock Bro.....

Tags : Modification, Cyber Security, Stock Brokers

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India welcomes the announcement by the IEA for collective oil stock release of 120 million barrels(07.04.2022)

Government of India welcomes the announcement by the International Energy Agency for collective oil stock release of 120 million barrels. Government o.....

Tags : Announcement, IEA, Oil stock release

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Exit Order In Respect of Delhi Stock Exchange Limited (DSE) ( De-recognized)(23.01.2017)

SEBI vide Circular dated May 30, 2012 had issued Guidelines for exit of stock exchanges. This contained details of the conditions for exit of de-recog.....

Tags : Order, Exit, Stock Exchange

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Comprehensive Risk Management Framework for National Commodity Derivatives Exchanges(01.10.2015)

With effect from 28 September, 2015, all recognized associations under the Forward Contracts (Regulation) Act, 1952 are deemed to be recognized stock .....

Tags : Risk management, forward contract, stock exchange

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Review of the capacity planning framework of stock exchanges and clearing corporations(08.10.2015)

Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need f.....

Tags : Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need for stock exchanges and clearing corporations to maintain sufficient capacity to be able to handle the increased demand. Some of new directions with regards to capacity are: installed capacity being at least one and a half times of projected peak load; and all software and hardware needs to be adequately sized to meet the requirements.

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Master Circular for Stock Exchange and Clearing Corporations(05.07.2021)

1. SEBI, from time to time, has been issuing various circulars/directions to Stock Exchanges and Clearing Corporations. In order to enable the users t.....

Tags : Master Circular, Stock Exchange, Clearing Corporations

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Introduction of system-driven disclosures in securities market(01.12.2015)

The Securities and Exchange Board of India proposed information disclosure by stock exchanges, depositories and register and share transfer agents thr.....

Tags : Disclosure, stock exchange, depositories, existing system

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2016(11.01.2016)

The Securities and Exchange Board of India made amendments to the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regula.....

Tags : Sebi, stock exchange, clearing corporations, amendment

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Exemption for India's food stock holding from WTO subsidy rules(17.07.2019)

The decision taken by the General Council of the World Trade Organization (WTO), in November 2014, makes it clear that the mechanism, under which WTO .....

Tags : Exemption, Food stock, WTO subsidy rules

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Shri Radha Mohan Singh launches Livestock Disease Forewarning -Mobile Application (LDF-Mobile App)(27.12.2017)

Union Agriculture and Farmers' Welfare Minister, Shri Radha Mohan Singh today launched Livestock Disease Forewarning -Mobile Application (LDF-Mobile A.....

Tags : Mobile App, Launch, Livestock Disease

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Simplification of Account Opening Kit(12.07.2016)

The Securities and Exchange Board of India negated the need for physical presence of a stockbroker or depository participant at the opening of a tradi.....

Tags : Trading account, capital market, stockbroker

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News

Securities and Exchange Board of India Levies Fine on 3 Entities in Illiquid Stock Options Case(11.03.2022)

Securities and Exchange Board of India has imposed a total of Rs 15 lakh fine on three entities for indulging in non-genuine trades in stock options o.....

Tags : Securities and Exchange Board of India, Illiquid Stock Options Case

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ITAT, Mumbai: LTCG on Penny Stock Transaction Cannot be Denied Exemption(15.03.2022)

Income Tax Appellate Tribunal, Mumbai has ruled that long term capital gains arising from a penny stock transaction cannot be denied exemption under t.....

Tags : Income Tax Appellate Tribunal, LTCG on Penny Stock Transaction

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ITAT: Investments Converted into Stock-in-Trade Can Avail Exemption U/S 10(38)(23.05.2022)

Income Tax Appellate Tribunal (ITAT), Pune has held that investment converted into stock in trade can avail exemption u/s 10(38) of Income Tax Act 196.....

Tags : ITAT, Income-Tax Act, 1961, Stock Trade, Investment

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ITAT, Ahmedabad: Deemed Rent Inapplicable to Property That is Stock-in-Trade(03.05.2022)

Income Tax Appellate Tribunal, Ahmedabad has ruled that the concept of deemed rent can’t be applicable to the properties which are treated as stock-in.....

Tags : Income Tax Appellate Tribunal, stock-in-trade, deemed rent

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ARBITRATION - Bombay HC Extends NSE-SGX Arbitration Deadline to December 31, 2020(19.03.2019)

Bombay High Court has extended the arbitration deadline till December 31, 2020, for settling the dispute between the National Stock Exchange (NSE) and.....

Tags : Bombay High Court, National Stock Exchange, Singapore Exchange

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Delhi HC: Sale Out of Opening Stock Not Income from Other Sources(27.11.2020)

Delhi High Court has held that the sale made out of opening stock can not be treated as unexplained income to be taxed as income from other sources.

Tags : Delhi High Court, Sale Out of Opening Stock

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SEBI Issues Framework for Stock Exchanges & Clearing Corporations at IFSCs(29.11.2016)

Securities and Exchange Board of India (Sebi) has issued a new framework for functioning of Stock Exchanges and Clearing Corporations that are setting.....

Tags : SEBI, Stock Exchanges, Clearing Corporations, IFSCs

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Delhi HC Directs Inquiry into Hoarding and Illegal Stocking of Covid Medicines(24.05.2021)

Delhi High Court has directed the Drug Controller to conduct inquiry or investigation into three specific allegations against BJP MP Gautam Gambhir an.....

Tags : Delhi High Court, Hoarding and Illegal Stocking of Covid Medicines

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BSE Fines 370 Firms for Not Complying with SEBI Norms on Woman Director(09.10.2015)

Bombay Stock Exchange (BSE) has fined 370 companies for not complying with Securities and Exchange Board of India’s (SEBI) norm on appointment of at l.....

Tags : Bombay Stock Exchange ,SEBI

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Karnataka HC Directs State to Fix Minimum Quantity of Oxygen to be Maintained as Buffer Stock(28.05.2021)

Karnataka High Court has directed the State Government to take a decision to fix the minimum quantity of Oxygen to be maintained as buffer stock in ea.....

Tags : Karnataka High Court, Minimum Quantity of Oxygen to be Maintained as Buffer Stock

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SC: Can’t Relax Time Limit Under Rule 4(2) of Declaration of Wild Life Stock Rules(22.03.2023)

Supreme Court has held that the time for making a declaration of the possession of any wild animal or animal article as per the Wild Life Stock Rules .....

Tags : Supreme Court, Time Limit, Declaration of Wild Life Stock Rules

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SC: Fees to Director Not Exempted Under Clause 4 Schedule III of SEBI Stock Broker Regulations(22.03.2023)

Supreme Court while upholding SEBI’s decision to not to grant exemption to corporate entity from payment of fees to director under Clause 4 of Schedul.....

Tags : Supreme Court, SEBI, SEBI Stock Broker Regulations, Director

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Bombay High Court Stays Order Imposing Rs 50 lakh Cost on NSE(21.09.2015)

Bombay High Court has stayed its order imposing a cost of Rs 50 lakhs on National Stock Exchange (NSE) for two weeks in a defamation case filed agains.....

Tags : Bombay High Court,National Stock Exchange (NSE)

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ITAT Delhi: Land Cannot be Treated as Stock in Trade in Case of Nil Construction(27.06.2019)

Income Tax Appellate Tribunal (ITAT) Delhi has observed that if no business activity or construction is carried out on a piece of land, it can still b.....

Tags : ITAT Delhi, Stock in Trade

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Delhi HC Directs Central Government to Set Up Buffer Stock of Liquid Medical Oxygen(05.05.2021)

Delhi High Court has directed the Central Government to set up buffer stock of 100 MT of liquid medical oxygen in collaboration with the Delhi Governm.....

Tags : Delhi High Court, Buffer Stock of Liquid Medical Oxygen

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Kerala High Court Asks State Government to Respond on Stock Details of Vaccines(12.05.2021)

Kerala High Court has asked the State government to inform the court whether the stock details of the COVID-19 vaccines could be posted on the COVID-1.....

Tags : Kerala High Court, Stock Details of Vaccines

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SEBI Eases Listing for Stock Exchanges(01.12.2015)

Securities and Exchange Board of India (SEBI) has amended existing Stock Exchanges and Clearing Corporations (SECC) regulations to make it easier for .....

Tags : Securities and Exchange Board of India, Stock Exchanges and Clearing Corporations

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Securities and Exchange Board of India (SEBI) Issues New Listing Norms for Stock Exchanges(04.01.2016)

SEBI has announced detailed guidelines for stock exchange compliance to disclosure and listing regulations including for ensuring 'fit and proper' sta.....

Tags : SEBI, stock exchange

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Delhi HC: No Clarity Whether Buffer Stock of Medical Oxygen Maintained for Third Wave of Covid(05.08.2021)

Delhi High Court has observed that there is no clarity as to whether Centre and Delhi Government have created a buffer stock of liquid medical oxygen .....

Tags : Delhi High Court, Stock of Medical Oxygen

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Delhi HC Seeks Response on Availability of Amphotericin B, Oxygen Buffer Stock(08.07.2021)

Delhi High Court has sought response of the Centre and Delhi Government on various aspects including the import and domestic production of Amphoterici.....

Tags : Delhi High Court, Availability of Amphotericin B, Oxygen Buffer Stock

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Bombay HC Asks BSE, “Do You Undertake Not to Use Illegal Floors?”(15.12.2015)

Bombay HC over petition filed by Yogesh Mehta challenging alleged illegal use of four service floors of Bombay Stock Exchange (BSE), has asked BSE if .....

Tags : Bombay HC , Bombay Stock Exchange

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Stockholm Chamber of Commerce Launches New Tool for Parties to Receive Legal Assessment of Dispute(06.08.2021)

Arbitration Institute of the Stockholm Chamber of Commerce has launched the “SCC Express,” a new tool in which parties can receive a legal assessment .....

Tags : Stockholm Chamber of Commerce, New Tool for Parties to Receive Legal Assessment of Dispute

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Delhi HC Asks Replies from Regulators over Warrant Issue(08.04.2016)

Delhi High Court has asked Bombay Stock Exchange (BSE) and Securities and Exchange Board of India (SEBI) on what decision they have taken with regard .....

Tags : Delhi High Court, Bombay Stock Exchange, Securities and Exchange Board of India

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Securities Appellate Tribunal Maintains Status Quo in Axis- Karvy Case(22.01.2020)

Securities Appellate Tribunal has extended its status quo order in the case of Axis Bank and Karvy Stock Broking till January 31.

Tags : Securities Appellate Tribunal, Axis Bank, Karvy Stock Broking Case

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SEBI Imposes Rs 20.4 Lakh Fine on 4 Firms for Fraudulent Trade in Illiquid Stock Options(22.10.2019)

Securities and Exchange Board of India has fined four firms a total amount of Rs 20.4 lakh for carrying out fraudulent trading in the illiquid stock o.....

Tags : SEBI, Stock

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Income-Tax Tribunal: Gains from Penny Stocks Not Bogus(22.06.2016)

Income-Tax Tribunal has ruled that gains from penny stocks cannot be termed as bogus just because the Securities and Exchange Board of India is inquir.....

Tags : Income-Tax Tribunal , Securities and Exchange Board of India , Penny Stocks

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ITAT, Mumbai: Dividend Derived from Shares Held as Stock in Trade Cannot be Disallowed(31.01.2020)

Income Tax Appellate Tribunal (ITAT), Mumbai has held that the dividend which is derived from the Shares which are ‘stock in shares’ will not be compu.....

Tags : Income Tax Appellate Tribunal, Dividend Derived from Shares Held as Stock in Trade

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Gujarat High Court Stays Kutch DM’s Order on Livestock Export Ban From Tuna(21.09.2018)

Gujarat High Court has stayed the order of Kutch District Magistrate prohibiting the movement of livestock at Tuna port after complaints of alleged vi.....

Tags : Gujarat High Court, Kutch DM, Livestock Export Ban

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SEBI Bans 6 Individuals for Indulging in Stock Price Manipulation(14.01.2022)

Securities and Exchange Board of India has cracked down on WhatsApp and Telegram groups in which stock-tips were being shared to inflate share prices......

Tags : Securities and Exchange Board of India, Stock Price Manipulation

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Securities Appellate Tribunal Grants Interim Relief to Axis Bank(16.01.2020)

Securities Appellate Tribunal has granted interim relief to Axis Bank in the Appeal seeking status quo on the Order passed by the Securities and Excha.....

Tags : Securities Appellate Tribunal, Axis Bank, Karvy Stock Broking Case

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SC Refuses to Order SIT Probe Against Adani Group for Allegation Levelled in Hindenburg Report(03.01.2024)

Supreme Court while refusing to order an SIT probe against the Adani group of companies for alleged stock price manipulations as leveled in the Hinden.....

Tags : Supreme Court, Adani Group, Hindenburg Report, Stock Price Manipulations

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SC: 'Ghee' Must be Considered As 'Product of Livestock' in Notified Market Areas of AP(07.03.2024)

Supreme Court while dismissing the challenge to 1994 Andhra Pradesh Notification has held “ghee” to be a “product of livestock” for the purposes of re.....

Tags : Supreme Court, Andhra Pradesh, product of livestock, Ghee

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SEBI Issues Notice to National Stock Exchange over Chief Operating Officer Pick(12.02.2020)

Securities and Exchange Board of India has issued show-cause notices to the National Stock Exchange over the appointment and promotion of Anand Subram.....

Tags : Securities and Exchange Board of India, National Stock Exchange, Chief Operating Officer

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SEBI Asks National Stock Exchange to Divest Entire Stake in Computer Age Management Services Ltd.(13.02.2020)

Securities and Exchange Board of India has asked the National Stock Exchange of India to divest its 37% stake in the Computer Age Management Services .....

Tags : Securities and Exchange Board of India, National Stock Exchange, CAMS

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Bombay HC Stays Order on Sugar Stock Ceiling(25.10.2016)

Bombay High Court has temporarily put a stay on action, by either Central or State Government, against millers who had failed to adhere to 24 per cent.....

Tags : Bombay High Court , Sugar Stock Ceiling

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