18 October 2021


Search Results for Tag : Securities and Exchange Board of India

Notifications & Circulars

Review of the capacity planning framework of stock exchanges and clearing corporations(08.10.2015)

Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need f.....

Tags : Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need for stock exchanges and clearing corporations to maintain sufficient capacity to be able to handle the increased demand. Some of new directions with regards to capacity are: installed capacity being at least one and a half times of projected peak load; and all software and hardware needs to be adequately sized to meet the requirements.

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News

SAT Sets Aside SEBI Approval to Set up SRO for MF Distributor(04.11.2015)

Securities Appellate Tribunal (SAT) has set aside an approval granted by Securities and Exchange Board of India (SEBI) to Institution for Mutual Fund .....

Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, Institution for Mutual Fund Intermediaries, Self-Regulatory Organization

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SEBI Eases Listing for Stock Exchanges(01.12.2015)

Securities and Exchange Board of India (SEBI) has amended existing Stock Exchanges and Clearing Corporations (SECC) regulations to make it easier for .....

Tags : Securities and Exchange Board of India, Stock Exchanges and Clearing Corporations

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SEBI Relaxes Delisting Procedure for Small Companies(01.12.2015)

Securities and Exchange Board of India (SEBI) in order to weed out a large number of illiquid stocks has relaxed delisting norms for small companies a.....

Tags : Securities and Exchange Board of India , Small Companies

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SAT Sets Aside SEBI Order of Imposing Penalty on Reliance Petroinvest(09.12.2015)

Securities Appellate Tribunal (SAT) has set aside an order by Securities and Exchange Board of India (SEBI) against Reliance Petroinvestments in a ca.....

Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, Reliance Petroinvestments

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SEBI Bans 27 Entities from Capital Markets(06.01.2016)

Securities and Exchange Board of India (SEBI) has barred 27 entities from the securities market for indulging in fraudulent trading in shares of Gemst.....

Tags : Securities and Exchange Board of India, Gemstone Investments, Spectacle Infotek

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SEBI Raises Norms for MF Investment in Corporate Debt(12.01.2016)

Securities and Exchange Board of India (SEBI) has tightened norms for investment by debt-oriented Mutual Fund (MF) plans and introduced caps on how mu.....

Tags : Securities and Exchange Board of India , Mutual Fund

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SEBI Approves Norms to Make “e-Book” Must for Pvt. Placement Debt(12.01.2016)

Securities and Exchange Board of India (SEBI) has approved new norms to make electronic book mandatory for all private placement issues on debt basis,.....

Tags : Securities and Exchange Board of India, electronic book

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SEBI Stiffens Operating Conditions for Commodity Exchanges(12.01.2016)

Securities and Exchange Board of India (SEBI) has stiffened operating conditions for commodity exchanges and said, “If there is no trading operation o.....

Tags : Securities and Exchange Board of India , commodity exchanges

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SEBI Curbs Speculative Trades in Agricultural Commodities(18.01.2016)

Securities and Exchange Board of India (SEBI), in order to curb speculative trades in agricultural commodities, has permitted daily price limit moveme.....

Tags : Securities and Exchange Board of India, Agricultural Commodities

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SEBI Changes Comex Rules(01.02.2016)

Securities and Exchange Board of India (SEBI) has reduced position limits in agri commodities derivatives trading segment which, market players said, .....

Tags : Securities and Exchange Board of India, Comex Rules

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SEBI Tweaks OFS Norms(16.02.2016)

Securities and Exchange Board of India (SEBI) has agreed to Govt.’s suggestion for cutting advance notice period for OFS (Offer For Sale) to one day a.....

Tags : Securities and Exchange Board of India, OFS Norms

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SEBI Bars 22 Entities for Tax Evasion via Bourses(18.02.2016)

Securities and Exchange Board of India (SEBI) has barred 22 entities from the market for their role in using stock options to generate artificial capi.....

Tags : Securities and Exchange Board of India, Tax Evasion

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SEBI Relaxes Mutual Fund Norms on Unclaimed Investor Money(26.02.2016)

Securities and Exchange Board of India (SEBI) has relaxed mutual fund norms to allow Asset Management Companies (AMCs) to invest unclaimed redemption .....

Tags : Securities and Exchange Board of India, Unclaimed Investor Money

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SEBI Decides to Restrain Wilful Defaulters(14.03.2016)

Securities and Exchange Board of India (SEBI) has decided to restrain ‘wilful defaulters’ from accessing capital markets for raising funds from the pu.....

Tags : Securities and Exchange Board of India, Wilful Defaulters

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SEBI Allows FPIs to Invest in REITs, AIFs and Bonds under Default(16.03.2016)

Securities and Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors or FPIs to invest in units of Real Estate Investment Trusts (REI.....

Tags : Securities and Exchange Board of India, REITs, AIFs

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Delhi HC Asks Replies from Regulators over Warrant Issue(08.04.2016)

Delhi High Court has asked Bombay Stock Exchange (BSE) and Securities and Exchange Board of India (SEBI) on what decision they have taken with regard .....

Tags : Delhi High Court, Bombay Stock Exchange, Securities and Exchange Board of India

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SEBI Makes E-Book Must for Pvt. Placement Debt Issues(22.04.2016)

Securities and Exchange Board of India (SEBI) has made electronic book mandatory for all private placement issues on debt basis for more than Rs 500 c.....

Tags : Securities and Exchange Board of India , E-Book

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SEBI Issues Listing Guidelines for InvITs(12.05.2016)

Securities and Exchange Board of India (SEBI) has issued listing guidelines for Infrastructure Investment Trusts (InvITs).

Tags : Securities and Exchange Board of India, InvITs

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SEBI Tightens P-Note Norms(20.05.2016)

Securities and Exchange Board of India (SEBI) has tightened rules on issue of Participatory Notes (P-Notes) to bring in more transparency and curb mis.....

Tags : Securities and Exchange Board of India , P-Notes

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SEBI’s Directions to Listed Firms on Audit Qualifications(30.05.2016)

Securities and Exchange Board of India (SEBI) has asked all listed companies to disseminate the cumulative impact of all audit qualifications in a sep.....

Tags : Securities and Exchange Board of India, Listed Firms

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SEBI Notifies Winding Down Policy for Depositories(31.05.2016)

Securities and Exchange Board of India (SEBI) has notified new framework for orderly winding down of depositories in the events like a depository goin.....

Tags : Securities and Exchange Board of India, Depositories

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SEBI Appointment: Delhi HC asks Economic Affairs Secretary to Reply to Contempt Plea(07.06.2016)

Delhi High Court has directed the economic affairs secretary to reply to a contempt plea for not complying with a court order related to the re-appoin.....

Tags : Delhi High Court, economic affairs secretary, Securities and Exchange Board of India ( SEBI )

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SEBI Tightens Norms on P-Notes, Effective July 1(13.06.2016)

Securities and Exchange Board of India (SEBI) has tightened its Know-Your-Client (KYC) and disclosure rules on issue of Participatory Notes (P-notes),.....

Tags : Securities and Exchange Board of India , P-Notes

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Income-Tax Tribunal: Gains from Penny Stocks Not Bogus(22.06.2016)

Income-Tax Tribunal has ruled that gains from penny stocks cannot be termed as bogus just because the Securities and Exchange Board of India is inquir.....

Tags : Income-Tax Tribunal , Securities and Exchange Board of India , Penny Stocks

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SEBI Relaxes Currency Derivatives Rules(23.06.2016)

Securities and Exchange Board of India (SEBI) has relaxed currency derivatives rules, allowing participants to continue to hold on to their open posit.....

Tags : Securities and Exchange Board of India, Currency Derivatives Rules

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SEBI Eases Norms for Foreign Portfolio Investors(30.06.2016)

Securities and Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors who had issued participatory notes under the erstwhile regulatio.....

Tags : Securities and Exchange Board of India , Foreign Portfolio Investors

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SEBI Notifies Tight Transfer Norms for P-Notes(14.07.2016)

Securities and Exchange Board of India (SEBI) has notified new norms restricting transfer of Participatory Notes (P-Notes), offshore instruments only .....

Tags : Securities and Exchange Board of India , P-Notes

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SEBI Tightens Risk Norms of Commexes(02.09.2016)

Securities and Exchange Board of India (SEBI), while tightening risk norms of commixes, has removed five per cent of annual gross revenue cap on SGF c.....

Tags : Securities and Exchange Board of India , Commexes

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SEBI to MFs: Disclose Absolute Commission Paid to Agents(21.09.2016)

Securities and Exchange Board of India (SEBI), with an aim to bring in greater transparency in dealings of mutual funds, markets regulator, has asked .....

Tags : Securities and Exchange Board of India , Mutual Fund

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Sebi Streamlines Norms for Mergers Involving Listed Companies to Increase Public Shareholding to 25%(16.01.2017)

Securities and Exchange Board of India (SEBI) has introduced more checks and balances for Mergers & Acquisition (M&A) involving unlisted companies, un.....

Tags : Securities and Exchange Board of India, Listed-Unlisted Companies, Merger, Public Shareholding

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SEBI Permits Foreign Players to Buy Shares Via Primary Markets(17.02.2017)

Securities and Exchange Board of India (Sebi) has allowed foreign investors to acquire shares through primary markets in depositories and clearing cor.....

Tags : Securities and Exchange Board of India, foreign investors

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SEBI Bans Reliance Industries, Others From Equity Derivative Market For 1 Year(27.03.2017)

Securities and Exchange Board of India (Sebi)has barred Reliance Industries Ltd (RIL) and 12 other entities from dealing in equity derivatives futures.....

Tags : Securities and Exchange Board of India, Reliance Industries

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SEBI Tightens Disclosure Norms, Imposes Hefty Penalty for Non-compliance(16.06.2017)

Securities and Exchange Board of India (SEBI) has tightened compliance norms by levying hefty penalty of up to Rs. 1 crore and provision to prosecute .....

Tags : Securities and Exchange Board of India, disclosure norms

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SEBI Eases Foreign Investors' Access to International Finance Hub(25.05.2018)

Securities and Exchange Board of India (SEBI) has eased rules for foreign investors to trade in securities at a new international finance centre.

Tags : Securities and Exchange Board of India, SEBI

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SEBI Tightens Rules for Usage of Client Funds by Brokerages(21.06.2019)

Securities and Exchange Board of India (SEBI) has tightened the rules for usage of client funds by brokerages and asked brokers to transfer the securi.....

Tags : Securities and Exchange Board of India, SEBI

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SEBI Imposes Rs. 22 Crore fine on Aurobindo Pharma for Insider Trading(24.09.2019)

Securities and Exchange Board of India has imposed a fine of Rs. 22.7 crore on Aurobindo Pharma Ltd., its promoters and related entities for insider t.....

Tags : Securities and Exchange Board of India, Aurobindo Pharma Ltd.,SEBI

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SEBI Tightens Asset Quality Disclosure Norms for All Listed Banks(01.11.2019)

Securities and Exchange Board of India (SEBI) has tightened the asset quality disclosure norms for banks and directed all listed lenders to make discl.....

Tags : Securities and Exchange Board of India, SEBI

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Securities and Exchange Board of India Confirms Ban on BMA Wealth Creators Ltd(03.01.2020)

Securities and Exchange Board of India has issued an order confirming its ban against stock broker BMA Wealth Creators Ltd., its promoters and four ot.....

Tags : Securities and Exchange Board of India, BMA Wealth Creators Ltd

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Securities and Exchange Board of India Refuses to Tweak New Rules in Meeting with Brokers(10.01.2020)

Securities and Exchange Board of India has refused to tweak its new regulations on margin requirements giving the bourses a month for implementation o.....

Tags : Securities and Exchange Board of India, Brokers

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Securities and Exchange Board of India Bans Former Diageo Executive for 7 Years(15.01.2020)

Securities and Exchange Board of India has banned the Nishat Shailesh Gupte, a former official of Diageo Plc, from the capital markets for 7 years for.....

Tags : Securities and Exchange Board of India, Diageo

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Securities Appellate Tribunal Upholds SEBI’s Order Levying Fine on PACL Limited(15.01.2020)

Securities Appellate Tribunal has upheld the order of Securities and Exchange Board of India levying a fine of Rs. 2423 Crores on four directors of PA.....

Tags : Securities and Exchange Board of India, Securities Appellate Tribunal, PACL Limited

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Securities and Exchange Board of India Allows Trading in Options on Commodities(17.01.2020)

Securities and Exchange Board of India has allowed exchanges to start trading in options on goods. The Board further has said that the contract specif.....

Tags : Securities and Exchange Board of India, Trading in Options on Commodities

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SEBI Exonerates 9 Officials in National Stock Exchange ‘Dark Fibre’ Case(17.01.2020)

Securities and Exchange Board of India has cleared nine people in a case in which it was alleged that a host of the exchange’s executives had colluded.....

Tags : Securities and Exchange Board of India, Dark Fibre Case

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SEBI Puts Norms for Rights of Issue of Units by Listed REITs and InvITs(20.01.2020)

Securities and Exchange Bank of India (SEBI) has put in place a framework for the rights of issue of units by listed Real Estate Investment Trusts and.....

Tags : Securities and Exchange Board of India, Norms on Rights Issue

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Securities and Exchange Board of India Reaffirms Earlier Ruling in Sahara Case(22.01.2020)

Securities and Exchange Board of India has reaffirmed its ruling in the Sahara India Commercial Corporation Limited case, which had directed the legal.....

Tags : Securities and Exchange Board of India, Sahara Case

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SEBI Asks Franklin Templeton to Explain Vodafone Idea Write- Down(23.01.2020)

Securities and Exchange Board of India has asked Franklin Templeton Mutual Fund to explain its decision to assign zero value to Vodafone Idea debentur.....

Tags : Securities and Exchange Board of India, Vodafone Idea Write Down

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Securities and Exchange Board of India Fines Jindal Cotex Officials for GDR Fraud(24.01.2020)

Securities and Exchange Board of India has slapped a fine of Rs. 10.7 Crores on Jindal Cotex and its three officials in a matter related to manipulati.....

Tags : Securities and Exchange Board of India, Jindal Cotex, GDR Fraud

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SEBI: Non-Compliance of Provisions to attract Procedure for Revocation and Suspension of Trading(27.01.2020)

Security Exchange Board of India (SEBI) has issued a circular stating that if in case the recognized stock exchange and depositors do not comply with .....

Tags : Securities and Exchange Board of India, Non- Compliance

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Securities and Exchange Board of India Fines 21 Entities for Fraudulent Trading(28.01.2020)

Securities and Exchange Board of India has slapped a total fine of Rs 1.89 Crores on 21 entities for executing fraudulent trading in Sarang Chemicals .....

Tags : Securities and Exchange Board of India, Fraudulent Trading

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SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)

Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....

Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities

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SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)

Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....

Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities

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Securities and Exchange Board of India Probes Rakesh Jhunjhunwala for Alleged Insider Trading(28.01.2020)

Securities and Exchange Board of India has directed a probe into Rakesh Jhunjhunwala for alleged insider trading in the shares of Aptech Limited.

Tags : Securities and Exchange Board of India, Rakesh Jhunjhunwala

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Securities and Exchange Board of India Gives Burger King Go-Ahead to Float IPO(29.01.2020)

Securities and Exchange Board of India has approved Burger King India’s proposal to float an initial public order.

Tags : Securities and Exchange Board of India, Burger King India

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Securities and Exchange Board of India Unveils New FPI Registration Application(05.02.2020)

Securities and Exchange Board of India has come out with a common application form for registration of foreign portfolio investors, to enhance operati.....

Tags : Securities and Exchange Board of India, Application for Foreign Portfolio Investors Registration

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SEBI Issues Notice to National Stock Exchange over Chief Operating Officer Pick(12.02.2020)

Securities and Exchange Board of India has issued show-cause notices to the National Stock Exchange over the appointment and promotion of Anand Subram.....

Tags : Securities and Exchange Board of India, National Stock Exchange, Chief Operating Officer

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SEBI Asks National Stock Exchange to Divest Entire Stake in Computer Age Management Services Ltd.(13.02.2020)

Securities and Exchange Board of India has asked the National Stock Exchange of India to divest its 37% stake in the Computer Age Management Services .....

Tags : Securities and Exchange Board of India, National Stock Exchange, CAMS

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Securities and Exchange Board of India Asks CARE Board to Remove Chairman Mainak(13.02.2020)

Securities and Exchange Board of India has asked the board of rating agency CARE Ratings to remove chairman S B Mainak after a forensic report said th.....

Tags : Securities and Exchange Board of India, CARE Rating Chairman

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SEBI Introduces System to Detect Misuse of Client Securities by Brokers(14.02.2020)

Securities and Exchange Board of India has introduced a system to monitor and detect misuse of client securities by stockbrokers in the wake of Karvy .....

Tags : Securities and Exchange Board of India, Misuse of Client Securities by Brokers

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Securities and Exchange Board of India Puts Curbs on Financial Advisers to Prevent Mis-selling(18.02.2020)

Securities and Exchange Board of India has barred investment advisers from simultaneously selling financial products and advisory services, and capped.....

Tags : Securities and Exchange Board of India, Curbs on Financial Advisers

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Securities Appellate Tribunal Grants Securities and Exchange Board of India time in CG Power Case(19.02.2020)

Securities Appellate Tribunal has granted Securities and Exchange Board of India time till 10th March, 2020 to pass the final order in the matter rela.....

Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, CG Power Case

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Securities and Exchange Board of India Fines Nine Firms Over Fraudulent Trading in Turbotech(19.02.2020)

Securities and Exchange Board of India has imposed a total fine of Rs. 59 Lakhs on nine firms for indulging in fraudulent trading in the scrip of Turb.....

Tags : Securities and Exchange Board of India, Fraudulent Trading in Turbotech

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Securities and Exchange Board of India Bans Resurgere Executives for GDR Violation(24.02.2020)

Securities and Exchange Board of India has restrained the officials of Resurgere Mines and Minerals India from accessing securities market for up to t.....

Tags : Securities and Exchange Board of India, Resurgere Mines and Minerals India

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Securities and Exchange Board of India Bars Transfer of Client Securities to Accounts of Brokers(26.02.2020)

Securities and Exchange Board of India has banned the transfer of client securities to Demat accounts of trading and clearing members. The Board furth.....

Tags : Securities and Exchange Board of India, Transfer of Client Securities to Accounts of Brokers

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Securities and Exchange Board of India Allows Direct Sales of Mutual Funds on Exchanges(27.02.2020)

Securities and Exchange Board of India has allowed investors to directly use the infrastructure of stock exchanges to purchase and redeem units direct.....

Tags : Securities and Exchange Board of India, Direct Sales of Mutual Funds on Exchanges

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Securities and Exchange Board of India Imposes Rs 10 Lakhs Fine on Muthoottu Mini Financiers(27.02.2020)

Securities and Exchange Board of India has imposed a penalty of Rs. 10 Lakhs on Muthoottu Mini Financiers for issuing misleading advertisements relate.....

Tags : Securities and Exchange Board of India, Muthoottu Mini Financiers

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SEBI Imposes a Penalty of Rs 5 Crore on Mehul Chokshi in PNB Fraud(28.02.2020)

Securities and Exchange Board of India has slapped a penalty of Rs. 5 Crore on Gitanjali Gems Ltd. and its promoter, Mehul Chokshi for non- disclosure.....

Tags : Securities and Exchange Board of India, Mehul Chokshi, PNB Fraud

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SEBI Slaps Rs 17 Lakhs Fine on Motilal Oswal for Misuse of Clients’ Funds(02.03.2020)

Securities and Exchange Board of India has slapped a fine of Rs 17 Lakhs on Motilal Oswal Financial Services Ltd. for misuse of client funds as it fai.....

Tags : Securities and Exchange Board of India, Motilal Oswal

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SEBI Levies Penalty on Aksh Optifibre and Its Directors(03.03.2020)

Securities and Exchange Board of India has imposed a total fine of Rs 10.75 Crore on Aksh Optifibre and its five directors in a matter related to mani.....

Tags : Securities and Exchange Board of India, Aksh Optifibre

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Securities and Exchange Board of India Bars Sonu Nigam from Selling Agricultural Land(12.03.2020)

Securities and Exchange Board of India has barred Sonu Nigam from disposing or transferring agricultural land in Karjat area, Maharashtra that he had .....

Tags : Securities and Exchange Board of India, Sonu Nigam

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SEBI Relaxes Compliance Norms as Covid-19 Disrupts Operations(20.03.2020)

Securities and Exchange Board of India has eased compliance requirements for listed companies, including allowing an additional 45 days to file their .....

Tags : Securities and Exchange Board of India, Compliance Requirements

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SEBI Exempts Offshore Funds from Submitting Physical Forms(20.03.2020)

Securities and Exchange Board of India has provided exemptions for off-shore funds from submitting physical forms in wake of the Corona outbreak, allo.....

Tags : Securities and Exchange Board of India, Offshore Funds

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SEBI Relaxes Rules for Maintaining Records, Extends Deadlines(24.03.2020)

Securities and Exchange Board of India has relaxed rules for maintaining records of all calls made by institutional dealers during trading hours, acce.....

Tags : Securities and Exchange Board of India, Maintaining Records, Extends Deadlines

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SEBI Relaxes AGM Rules for Top 100 Listed Companies(27.03.2020)

Securities and Exchange Board of India has relaxed Annual General Meeting (AGM) rules for the top 100 listed companies and allowed an extra month till.....

Tags : Securities and Exchange Board of India, AGM Compliance Requirement

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SEBI Extends Deadline for Implementation of Circular on Stewardship Code for All Mutual Funds(01.04.2020)

Securities and Exchange Board of India (SEBI) has extended the deadline for implementation of the circular on Stewardship Code for all Mutual Funds an.....

Tags : Securities and Exchange Board of India, Implementation of Circular on Stewardship Code

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SEBI Relaxes Compliance Rules for Brokers(17.04.2020)

Securities and Exchange Board of India (SEBI) has relaxed compliance requirements for brokers by giving time until 31st May, 2020 for submitting repor.....

Tags : Securities and Exchange Board of India, Brokers Compliance Requirement

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SEBI Norms in Place till May 28(21.04.2020)

Securities and Exchange Board of India has said its directions issued on 20th March, 2020 to curb market volatility will continue till 28th, May 2020......

Tags : Securities and Exchange Board of India, Norms to Curb Market Volatility

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SEBI Extends IPO Nod Validity by Six Months(22.04.2020)

Securities and Exchange Board of India has extended the validity of regulatory nod for launching initial public offer (IPO) and rights issue by six mo.....

Tags : Securities and Exchange Board of India, IPO Nod Validity

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SEBI Relaxes Valuation Norms for Mutual Funds(24.04.2020)

Securities and Exchange Board of India has relaxed valuation norms on money and debt market instruments held by mutual funds in the wake of the loan m.....

Tags : Securities and Exchange Board of India, Mutual Funds Valuation Norms

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SEBI Cuts Broker Turnover Fee by 50%(28.04.2020)

Securities and Exchange Board of India has reduced broker turnover fee by 50% of the existing structure from June, 2020 till March, 2021. The Board ha.....

Tags : Securities and Exchange Board of India, Broker Turnover Fee

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SEBI Rejects Proposal on Easing QIP Pricing Norms(06.05.2020)

Securities and Exchange Board of India (SEBI) has rejected a proposal seeking relaxation of pricing norms for Qualified Institutional Placements (QIPs.....

Tags : Securities and Exchange Board of India, QIP Pricing Norms

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SEBI Eases Norms for Rights Issues Until July 31(07.05.2020)

Securities and Exchange Board of India (SEBI) has given a one-time relaxation on strict enforcement of certain compliance norms related to rights issu.....

Tags : Securities and Exchange Board of India, Rights Issues

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SEBI Asks Franklin to Return Money to Investors in 6 Funds(08.05.2020)

Securities and Exchange Board of India has asked Franklin Templeton Mutual Funds to focus on returning the money to investors stuck in six funds as so.....

Tags : Securities and Exchange Board of India, Franklin Templeton Mutual Funds

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SEBI Eases Norms on Consolidated Numbers for Banks, Insurance Companies(13.05.2020)

Securities and Exchange Board of India (SEBI) has exempted banks and insurance companies from publishing consolidated financial results for the June q.....

Tags : Securities and Exchange Board of India, Banks, Insurance Companies

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SEBI Relaxes Rule for Minimum 25% Public Stake in Listed Companies(15.05.2020)

Securities and Exchange Board of India (SEBI) has eased the 25% minimum public shareholding norm for listed companies in the wake of the Covid-19 outb.....

Tags : Securities and Exchange Board of India, Public Stake in Listed Companies

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SEBI’s New Margin Rules Postponed to December 1(21.07.2020)

Securities and Exchange Board of India has postponed the implementation of the enhanced margin requirements for trading in the stock market, aimed at .....

Tags : Securities and Exchange Board of India, Margin Rules

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SEBI Issues Guidelines for Proxy Advisors(04.08.2020)

Securities and Exchange Board of India (SEBI) has said proxy advisors should share their reports with their clients and the company they are examining.....

Tags : Securities and Exchange Board of India, Proxy Advisors

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SEBI Rejects Appointment of 2 Shareholder Directors of NSE(09.09.2020)

Securities and Exchange Board of India (SEBI) has rejected the reappointment of two long-time shareholder directors on the board of the National Stock.....

Tags : Securities and Exchange Board of India, Appointment of Directors

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SEBI Modifies NAV Rules for Mutual Funds(18.09.2020)

Securities and Exchange Board of India (SEBI) has asked mutual funds to uniformly apply net asset value (NAV) across schemes upon realisation of funds.....

Tags : Securities and Exchange Board of India, NAV Rules for Mutual Funds

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SEBI Eases Rules for Rights Offers(24.09.2020)

Securities and Exchange Board of India (SEBI) has revised fund-raising rules to make it easier for listed entities to get more capital. The rules incl.....

Tags : Securities and Exchange board of India, Rights Offers

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SEBI: Companies to Disclose Forensic Audit Information to Stock Exchanges(30.09.2020)

Securities and Exchange Board of India (SEBI) has made it mandatory for all listed entities to disclose to the stock exchanges any forensic audit that.....

Tags : Securities and Exchange Board of India, Forensic Audit Information

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SEBI Issues Guidelines for MFs on Inter-scheme Transfer of Securities(09.10.2020)

Securities and Exchange Board of India (SEBI) has tightened rules on inter-scheme transfers (ISTs) in mutual fund schemes. The Board has said that int.....

Tags : Securities and Exchange Board of India, MFs on Inter-scheme Transfer of Securities

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SEBI Bars Kirloskar Brothers from Markets for 6 Months(22.10.2020)

Securities and Exchange Board of India has barred three Kirloskar brothers from dealing in the securities market for up to six months as it found them.....

Tags : Securities and Exchange Board of India, Kirloskar Brothers

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SEBI Disposes of Legal Proceedings in Bharti Insider Trading Allegation(23.10.2020)

Securities and Exchange Board of India has disposed of legal proceedings against Bharti Telecom, Sunil Bharti Mittal and two other senior officials in.....

Tags : Securities and Exchange Board of India, Bharti Insider Trading Allegation

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Karnataka HC Pulls Up SEBI for Acting Promptly in Franklin Templeton Case(26.10.2020)

Karnataka High Court has pulled up the Securities and Exchange Board of India (SEBI) for failing to act promptly to sustain the confidence of the inve.....

Tags : Karnataka High Court, Securities and Exchange Board of India, Franklin Templeton Case

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SEBI Penalises NDTV Over Non-disclosure of Loan Terms(30.12.2020)

Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information .....

Tags : Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information on loan agreements with Vishvapradhan Commercial (VCPL) to public shareholders.

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SEBI Imposes Fine on Reliance Industries, Mukesh Ambani for Manipulative Trades in RPL(04.01.2021)

Securities Exchange Board of India has imposed a fine of Rs 25 Crores on Reliance Industries and Rs 15 Crores on its chairman, Mukesh Ambani, for mani.....

Tags : Securities and Exchange Board of India, Reliance Industries

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SEBI Bans Hemant Ghai for Alleged Fraudulent Trade Activities(14.01.2021)

Securities and Exchange Board of India (SEBI) has banned CNBC Awaaz anchor Hemant Ghai, his wife and mother from the securities market for allegedly i.....

Tags : Securities and Exchange Board of India, Hemant Ghai

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SEBI Approves Reliance Retail’s Acquisition of Future Group’s Retail Assets(21.01.2021)

Securities and Exchange Board of India (SEBI) has approved Reliance Retail’s acquisition of Future Group’s retail assets, which is being opposed by Am.....

Tags : Securities and Exchange Board of India, Reliance, Future Group

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SEBI Imposes a Fine on M/s Asit C Mehta Investment Intermediaries Ltd.(22.01.2021)

Securities and Exchange Board of India (SEBI) has imposed a fine of Rs. 27 lakhs on M/s Asit C Mehta Investment Intermediaries Ltd. for a series of vi.....

Tags : Securities and Exchange Board of India, M/s Asit C Mehta Investment Intermediaries Ltd.

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SEBI Penalizes Future Corporate Founder and Co-Founder for Insider Trading(04.02.2021)

Securities and Exchange Board of India has penalized Future Corporate Resources Pvt Ltd, Kishore Biyani and Anil Biyani, founder and co-founder of Fut.....

Tags : Securities and Exchange Board of India, Future Corporate

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SEBI Imposes Penalty on Mukesh Ambani, Anil Ambani & Family for Irregularities in RIL Shareholding(08.04.2021)

Securities and Exchange Board of India has imposed a penalty of Rs 25 Crores on prominent members of the Reliance family Mukesh Ambani, Anil Ambani, N.....

Tags : Securities and Exchange Board of India, RIL Shareholding

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SEBI Notifies Issue of Capital and Disclosure Requirements (Second Amendment) Regulations, 2021(10.05.2021)

Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (.....

Tags : Securities and Exchange Board of India, Issue of Capital and Disclosure Requirements (Second Amendment) Regulations, 2021

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SEBI Notifies New Disclosure Norms on Business Responsibility and Sustainability Reporting(12.05.2021)

Security and Exchange Board of India (SEBI) has notified the new disclosure norms pertaining to Business responsibility and sustainability reporting b.....

Tags : Securities and Exchange Board of India, Business Responsibility and Sustainability Reporting

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SEBI Notifies Promoters and Directors Dealings to be Brought Under System Driven Disclosures(17.06.2021)

Securities and Exchange Board of India has decided to bring listed companies' promoters and directors' dealings in listed debt securities under the pu.....

Tags : Securities and Exchange Board of India, Promoters and Directors Dealings

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SEBI Issues Guidelines for Settlement of Running Accounts of Client Funds and Securities(17.06.2021)

Securities and Exchange Board of India has come out with new guidelines for settlement of running account of client's funds and securities that will b.....

Tags : Securities and Exchange Board of India, Settlement of Running Accounts

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SEBI Bars Shri Research Services and Proprietor from Market for Two Years(18.06.2021)

Securities and Exchange Board of India has barred Shri Research Services and its proprietor Gourav Kumar Gour from the securities markets for at least.....

Tags : Securities and Exchange Board of India, Shri Research Services

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SEBI: Two-Thirds of Members of NRC and AC of Listed Company to be Independent Directors(30.06.2021)

Securities and Exchange Board of India has said that two-thirds of the members of the nomination & remuneration committee (NRC) and the audit committe.....

Tags : Securities and Exchange Board of India, Independent Directors

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SEBI Fines IL&FS Securities, Alliance and Others for Alleged Fraudulent Transfer of Mutual Funds(05.07.2021)

Securities and Exchange Board of India has imposed penalties totalling more than Rs 32 Crores on IL&FS Securities Services (ISSL), Allied Financial Se.....

Tags : Securities and Exchange Board of India, IL&FS Securities, Alliance

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SEBI Reduces Time for Companies to Submit Application with Market Regulator for Obtaining NOC(06.07.2021)

Securities and Exchange Board of India has reduced the time period to 2 months for companies to submit an application with the markets regulator for o.....

Tags : Securities and Exchange Board of India, Application with Market Regulator for Obtaining NOC

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SC: Consent of SEBI Not Mandatory for Compounding Offences Under SEBI Act(28.07.2021)

Supreme Court has held that the consent of the Securities and Exchange Board of India (SEBI) is not mandatory for the compounding of offences under se.....

Tags : Supreme Court, Securities and Exchange Board of India

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SEBI Imposes Penalty on Viaan Industries and Promoters for Violating Insider Trading Norms(29.07.2021)

Securities and Exchange Board of India has imposed a penalty of Rs 3 lakhs on Viaan Industries and its promoters Shilpa Shetty and her husband Raj Kun.....

Tags : Securities and Exchange Board of India, Viaan Industries

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SEBI Levies Fine on Karvy Financial Service Ltd. for Delay in Announcing Acquiring of Shares(30.07.2021)

Securities and Exchange Board of India has levied a fine of Rs 10 lakh on Karvy Financial Services Ltd for delay in making public announcement to acqu.....

Tags : Securities and Exchange Board of India, Karvy Financial Services Ltd

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SEBI Allows Payments Banks to Carry Out Activities of Investment Bankers(04.08.2021)

Securities and Exchange Board of India has allowed payments banks to carry out the activities of investment bankers to provide easy access to investor.....

Tags : Securities and Exchange Board of India, Activities of Investment Bankers

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Securities and Exchange Board of India Proposes T+1 Settlement Cycle from January 1(08.09.2021)

Securities and Exchange Board of India has proposed a ‘Trade-plus-one’ (T+1) settlement cycle from 1st January, 2022, where the trades will get settle.....

Tags : Securities and Exchange Board of India, T+1 Settlement Cycle

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SEBI: Principal Officer to Obtain Certification from National Institute of Securities Markets(09.09.2021)

Securities and Exchange Board of India (SEBI) has notified that the Principal Officer having decision making authority related to fund management has .....

Tags : Securities and Exchange Board of India, Certification from National Institute of Securities Markets

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SEBI Amends Existing Regulatory Framework for Delisting of Equity Shares Pursuant to Open Offer(30.09.2021)

Securities and Exchange Board of India (SEBI) in the meeting headed by Mr.Ajay Tyagi decided to amend the existing regulatory framework for delisting .....

Tags : Securities and Exchange Board of India, Regulatory Framework for Delisting of Equity Shares

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Sebi Approves New Norms for Commodity Derivatives Market(25.08.2015)

Securities and Exchange Board of India (Sebi), has approved new norms for India’s commodity derivatives market and its brokers for regulating the comm.....

Tags : Securities and Exchange Board of India (Sebi),commodity derivatives market

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SEBI Orders Attachment of 134 Properties of Saradha Realty(29.09.2015)

Securities and Exchange Board of India (SEBI) has ordered attachment of 134 properties of Saradha Realty and its Managing Director Sudipta Sen to reco.....

Tags : Securities and Exchange Board of India,Saradha Realty

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Sebi Exempts 3 PSBs From Takeover Code Obligations(30.09.2015)

Securities and Exchange Board of India (Sebi) has exempted Centre from discloser of takeover code obligations for its investment in Dena Bank, Bank of.....

Tags : Securities and Exchange Board of India,Dena Bank, Bank of India, Corporation Bank.

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New Sebi Rules for Commodities Trading(05.10.2015)

Securities and Exchange Board of India (Sebi) has tightened margin and collateral requirements for commodities trading, to align these with practices .....

Tags : Securities and Exchange Board of India , Sebi Rule,Commodities Trading

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SEBI Reviews Norms for Trading Capacity of Exchanges and Clearing Corporations(09.10.2015)

Securities and Exchange Board of India (SEBI) has directed exchanges and their clearing corporations to have an installed capacity of at least 1.5 tim.....

Tags : Securities and Exchange Board of India ,exchanges , clearing corporations

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